597 Results for

Compliance Analyst Jobs in New York

Jobs

Albany, NY7 days ago

Full-time
Employee

Coordinating with financial managers for approvals of expenditure transactions, processing of purchase requisitions, and working with other departments including Sponsored Funds, Financial Accounting and Procurement to resolve issues and coordinate timely processing of all transactions. For positions requiring such access, offers of employment are contingent upon the employer being able to obtain the necessary authorization, including, if required, an export license from the U.S. Department of Commerce's Bureau of Industry and Security, the U.S. Department of State's Directorate of Defense Trade Controls, or other government agencies.

New York, NY30+ days ago

$105,000 Per Year
Full-time

Support the TPRM framework to ensure alignment with organizational objectives and regulatory requirements, with primary responsibility for tracking of end to end third party risk assessment process, which includes risk reviews, documenting findings in the risk register, coordinating follow-ups with the third parties and the business unit owners, and facilitating the collaboration and documentation of the related risk acceptance with the business unit owner.• • Collaborate with business unit owners to communicate findings, develop risk mitigation strategies, and provide insights that support the TPRM Framework.• Support ongoing monitoring and risk-remediation activities by assisting in tracking vendor exceptions and issues, updating risk profiles, and documenting remediation steps.•

New York, NY30+ days ago

$82,000 Per Year

Function as level II support for systems and applications administered, supported, or managed by the IT Application Management group.• Escalate incidents/potential problems to next level support or manager depending on nature of issue. Supports operational activities for various business units across the organization and provides application support for a wide range of banking systems, while maintaining the Credit Union’s commitment to delivering high-quality member service.

Long Island City, NY29 days ago

$70,815–$82,663 Per Year
Full-time
Employee

Responsibilities include, but are not limited to the following: Assist in the day-to-day administrative and systems operations for optimal efficiency and customer service; Assist in the development of on-line financial aid forms, to reflect ever-changing financial aid regulations; Write and develop financial aid reports, databases, and queries; Test software upgrades and new aid year configurations; Create and maintain business process documentation; Conduct CUNYFIRST training for the Financial Aid staff and other student service departments; Perform functions required for the compliance and administration of the Federal Title IV financial aid programs (Pell, FSEOG, FWS and Direct Loans), including Satisfactory Academic Progress (SAP), and Professional Judgments; Perform functions required for the compliance and administration of the New York State Aid Programs (TAP, Excelsior, PTAP, APTS) for degree and non-degree eligible students; Assist with the quality assurance and program compliance of Federal Title IV financial aid programs (Pell, FSEOG, FWS and Direct Loans), including Satisfactory Academic Progress (SAP), Professional Judgments, and Return to Title IV (R2T4); Identify and analyze rejected data and take appropriate action to resolve issues in the processing of the bi-weekly student payroll for federal programs; Assist in processing, disbursing and resolving Federal Title IV program and payment issues; Assist in preparation of various management reports; Conduct internal quality control reviews and assessments to review compliance with federal, state, and university policies and procedures; Update appropriate databases and software as needed; Recommend and present training sessions, workshops, and webinars for the purpose of reducing workload processing errors and improving accuracy of work output; Develop and prepare training sessions based on findings of assessment review and analysis; Represent the department on and off campus as requested; Keep abreast of financial aid regulations, policies, and procedures. Represents the Financial Aid function at Admissions events; works with academic departments as well as Bursar, Registrar, Admissions and Computing offices to assure staff understand and implement financial aid processes correctly.

New York, NY7 days ago

$40–$50

Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual’s skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.

New!

Albany, NY4 days ago

Full-time
Employee

Present substance of incidents to Governance and Corporate Compliance Committee (GCCC), Facilities Management and Emergency Operations Committee, Infection Control Committee, Pharmacy and Therapeutic Committee, Quality Improvement Committee, any other pertinent internal committees and external regulatory agencies as appropriate. Remains current on the healthcare market and working closely with other management team members, is able to provide proactive analysis of organizational areas that may have a positive or negative impact on the enterprise’s operations.

Niskayuna, NY28 days ago

$70,900–$108,500 Per Year

Naval Nuclear Laboratory personnel are FMP employees who work at four DOE facilities: Bettis Atomic Power Laboratory, Knolls Atomic Power Laboratory, Kenneth A. Kesselring Site, and Naval Reactors Facility, and at the U.S. Department of Defense-owned Nuclear Power Training Unit-Charleston. For nearly 70 years, the Naval Nuclear Laboratory has developed advanced nuclear propulsion technology, provided technical support, and trained world-class nuclear operators to ensure the safe and reliable operation of our nation's submarine and aircraft carrier Fleets.

New!

Niskayuna, NY3 days ago

$78,700–$120,500 Per Year

New!

Hicksville, NY4 days ago

$55–$60 Per Hour

HEPCO Inc. is seeking a Contract Analyst to support procurement and contract management for capital and storm-related infrastructure projects with PSEG Long Island. By applying for this job, you agree to receive calls, AI-generated calls, text messages, or emails from HEPCO, Inc and its affiliates, and contracted partners.

New!

Schenectady, NY3 days ago

$70,900–$108,500 Per Year

New!

New York, NY2 days ago

Remote

$25–$27 Per Hour

Identify discrepancies, resolve access and data issues, and support continuous improvement initiatives within licensing workflows and systems. Track permissions, assist with alternative format and digital distribution requests, and maintain audit-ready documentation.

NEW YORK, NY9 days ago

$74–$78 Per Hour

Experience navigating large, complex organizations and stakeholder groups and proven ability to work with Front Office, Trading, Sales, Risk, Legal, Compliance, and Control functions. Strong knowledge of Markets products and environments with focus on fixed income products (repos, bonds), trade lifecycle, and system migrations.

Hicksville, NY11 days ago

Establishes and executes a strategy to source and manage storm and project contracts in compliance with Long Island guidelines and federal regulations applicable to procurements using grant funds, such as those awarded by the Federal Emergency Management Agency (FEMA) (e.g., 2 CFR 200 et seq.). Manage the day-to-day administration of Contracts, Purchase Orders, and Coordinate with Project Teams between Suppliers, Contractors, Consultants, and the Company.

Hicksville, NY11 days ago

$40–$50 Per Hour

Establishes and executes a strategy to source and manage storm and project contracts in compliance with *** Long Island guidelines and federal regulations applicable to procurements using grant funds, such as those awarded by the Federal Emergency Management Agency (FEMA) (e.g., 2 CFR 200 et seq.). Manage the day-to-day administration of Contracts, Purchase Orders, and Coordinate with Project Teams between Suppliers, Contractors, Consultants, and the Company.

New York, NY16 days ago

$44–$44 Per Hour
Temporary
Full-time

Process lifecycle servicing events for deals where the firm holds a participant position: interest payments, fee payments, principal repayments, rate resets, and rollovers. * Extract and input key commercial terms from credit agreements: pricing grids, commitment amounts, maturity dates, repayment schedules, borrowing base structures, financial covenants.

White Plains, NY11 days ago

Full-time
Employee

The Project Analyst will work closely with Client local government customers and contracted maintenance vendors to ensure streetlight outages and maintenance issues are properly identified, repaired, documented, and billed in accordance with applicable customer agreements and vendor contracts. Support the Business Development and Project Implementation teams by attending board meetings and hosting educational informational workshops/webinars for customers.

White Plain, NY11 days ago

Full-time
Employee

The CLM Analyst develops comprehensive, dynamic, and static forecasts of demand, energy, capacity and coincident peak loads, as well as production sales delivery and New York Independent System Operator (Client)-related bids and bilateral transactions for all of Client's customers as well as all of the enterprise-wide stakeholders. The Customer Load Management (CLM) Analyst may work in various distinct areas, short-term forecasting, long-term forecasting, load research, load evaluations, capacity/UCAP forecasting, capacity reconciliation and various market and customer load related analytics.

New!

White Plains, NY3 days ago

Full-time
Employee

Develop and deliver comprehensive enduser training for Docusign CLM, including creation of training materials, job aids, demonstrations, and ongoing reinforcement sessions to support adoption and proficiency across business units. The Docusign CLM Analyst will support the Enterprise Business Systems team within the EPMO by providing daytoday functional and technical support for Docusign CLM and related contract lifecycle management technologies.

Brooklyn, NY10 days ago

$51–$60 Per Hour
Full-time
Employee

Ability to intrepid, modify and write scripts and SQL queries Apps/.NET Developer Azure Cloud Data Engineer Azure Databricks Azure Data Factory Azure logic App Power BI Report Server Python. Position Overview:Analyzes an organization or business domain (real or hypothetical) and documents its business or processes or systems, assessing the business model or its integration with technology with distinct deliverables to a solution.

Far Rockaway, NY11 days ago

Full-time
Employee

Utilize good written and oral communication skills in carrying out own position responsibilities, tasks and activities, including all phases of documentation, interactions with vendors, users, co-workers, and management staff. Work independently and in a group as an IT Lead, prioritize tasks and respond appropriately to urgent needs or requests while meeting deadlines in a largely project-oriented work environment.

White Plains, NY11 days ago

$55–$60 Per Hour
Full-time
Employee

IT Network Services team has several Digitization projects and work efforts in 2023 including, but not limited to: Digital Worker Connect (DW Connect) Communications Back Bone Project Core IT infrastructure LEM Client Cloud migration activities Upgrade Operations Turrets & Call manager BAU activities including the IT Switch Refresh and Patch management. Expert Knowledge of CISCO WLC environment including 5500,2504,9800 WLC Expert knowledge in design and implementation of highly complex networks.

White Plains, NY11 days ago

Full-time
Employee

Collaborate in the execution of the rate setting processes, inclusive of performing impact analyses on costumer bills, gathering rate assumptions and inputs, developing supporting rate data, and verifying rate outputs for accuracy. Advanced level knowledge of Microsoft Excel, including functions such as: pivot tables / charts, advanced sorting, VLOOKUP, match, offset, data linking to Access databases, import of data from Excel, CSV and other flat file formats.

White Plains, NY10 days ago

Full-time
Employee

Position Overview:The IBM Maximo Mobile Project seeks a highly organized and self-motivated Analyst to provide crucial support for end users, troubleshooting issues, and assist in the development and modification of inspection forms related to Plant operations (Generation / Transmission / Substation Operator Rounds, Security Inspections etc.). Develop, revise and modify Maximo Inspection forms related to Plant operations (Generation / Transmission / Substation Operator Rounds, Security Inspections etc.) as assigned by the Maximo Inspection Form Review team.

New York, NY9 days ago

$120,000–$130,000 Per Year
Full-time
Employee

Responsibilities: Support day-to-day investor relations and business development efforts across existing clients, consultants, and prospective investorsAssist in the creation and maintenance of high-quality marketing materials (pitch books, presentations, investor updates, fundraising collateral)Manage and maintain CRM systems, ensuring accurate tracking of investor interactions, communications, and pipeline activityCoordinate and track team deliverables, helping ensure deadlines and project milestones are metPartner closely with investment, fund administration, operations, and compliance teams to support reporting and communication initiativesAssist in responding to investor inquiries, due diligence requests, and ad hoc projectsContribute to the planning and execution of investor events, meetings, and presentationsHelp streamline and improve internal processes related to investor communications and reporting. Requirements: 1–3 years of experience in private equity, hedge fund, asset management, or another investment firm, ideally within investor relations or a similar functionExposure to investor communications, marketing materials, or fundraising support strongly preferredStrong organizational skills with the ability to manage multiple projects in a fast-paced environmentExcellent writing, editing, and communication skills, with high attention to detailProficiency in CRM systems and Microsoft Office (PowerPoint and Excel in particular)A collaborative mindset with the ability to work cross-functionally across teamsInterest in private markets and a desire to build a long-term career in investor relationsDesign sensibility (PowerPoint/marketing materials) is a strong plus.

Syracuse, NY10 days ago

$72,527–$120,000
Full-time
Employee

Prepare subcontractor and vendor accruals as services/goods are received in accordance with GAAP and internal policies to ensure that the project’s cost/commitment is accurately captured and reported internally and externally. This role establishes and maintains cost control systems, performs comprehensive financial analyses, and ensures contracts remain within negotiated parameters and government cost control guidelines.

Syracuse, NY10 days ago

$67,708–$95,000
Full-time
Employee

This role establishes and maintains cost control systems, performs comprehensive financial analyses, and ensures contracts remain within negotiated parameters and government cost control guidelines. HII Mission Technologies is seeking a highly experienced Program Cost Control Analyst 2 (PC2) to perform program control and cost accounting activities in support of complex contracts.

Long Island City, NY29 days ago

$48,647–$84,815 Per Year
Full-time
Employee

Enrollment Data Analyst will work in close partnership with the Manager for Enrollment Research and senior enrollment team to translate student data into actionable insights that inform recruitment, access, persistence, and institutional decision-making. LaGuardia ranked fifth among U.S. community colleges in economic mobility – moving low-income students into the middle class and beyond – in studies by Stanford University (2017) and the Brookings Institution (2020).

New York, NY12 days ago

$145,000–$185,000

It is provided to help job seekers understand the responsibilities and qualifications typically associated with early-career legal analysis, regulatory compliance, and transaction support roles. This job description represents a sample Legal & Compliance Analyst position commonly found through the Career Launch AI Talent Network.

New York, New York30+ days ago

$75,000–$85,000 Per Year

Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 33 markets throughout the United States, as well as an office in London. About Rockefeller Capital Management: Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm.

New!

New York, NY5 days ago

$140,000–$185,000

Actual openings may vary based on employer type (e.g., private equity, hedge funds, venture capital, or alternative asset managers) and the specific regulatory framework they operate under. It is intended to help job seekers understand the responsibilities and qualifications typically associated with early-career roles in fund compliance, regulatory oversight, and internal control for investment funds.

New York, NY20 days ago

$75,000–$95,000 Per Year
Full-time

The Compliance Analyst will work with legal, operations, risk, and business teams to review procedures, track regulatory updates, assist with audits, and help resolve compliance issues. This role supports the monitoring, documentation, and reporting activities required to maintain compliance with internal policies and applicable regulations.

New!

New York, NY5 days ago

$145,000–$185,000

It is provided to help job seekers understand the responsibilities and qualifications typically associated with early-career investment compliance and risk oversight roles. This job description represents a sample Investment Compliance Analyst position commonly found through the Career Launch AI Talent Network.

Manhattan, NY30+ days ago

Evaluate internal processes and controls to identify potential compliance risks and areas for improvement. Partner with cross-functional teams to promote and maintain compliance with legal and regulatory requirements.

Poughkeepsie, New York12 days ago

$99,819–$125,998.24 Per Year

New York, NY12 days ago

$145,000–$185,000

It is provided to help job seekers understand the responsibilities and qualifications typically associated with early-career risk management roles. This job description represents a sample Risk Management Analyst position commonly found through the Career Launch AI Talent Network.

Saratoga Springs, New York30 days ago

$85,000–$95,000 Per Year

With $6.7 billion in assets under management, Prime Group is among the largest private owners and operators of self-storage properties globally, with a portfolio of 320+ self-storage assets across 28 U.S. states, three Canadian provinces, and the U.S. Virgin Islands, totaling 24+ million rentable square feet. The firm’s 21-person senior leadership team is supported by specialized teams across sourcing and acquisitions, asset and portfolio management, compliance and legal, property management, information technology, transactions and financing, marketing, accounting, training, and other core functions.

New York City, NY30+ days ago

$75,000–$93,000 Per Year

This individual will work cross-functionally and serve as a subject matter expert for all Medicaid contracts and agreements, ensuring that Charlie Health can effectively deliver care to clients with Medicaid plans. From limited local options and long wait times to treatment that lacks personalization, behavioral healthcare can leave people feeling unseen and unsupported.

New York, NY30+ days ago

Full-time

Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. This role involves analyzing requirements, designing technology solutions, and ensuring effective implementation and maintenance of compliance systems.

New!

New York, NY6 days ago

$100,000–$150,000 Per Year

You will work cross-functionally with Security Engineering, Legal, and business stakeholders to operationalize compliance efforts, support audits, and respond to customer and vendor due diligence requests. Housing: We simplify how renters tour apartments, sign leases, submit maintenance requests, and stay connected with their property team-bringing everything they need fortheir home into one place.

New!

Farmington, NY3 days ago

Must Haves: Strong communication skills to all levels, with previous experience of writing reports for senior staff . Experience working with internal Compliance/external Regulators .

Bronx, New York10 days ago

Overview: Essen Health Care is the largest privately held, multispecialty medical group in New York, providing high-quality, compassionate care to some of the state’s most vulnerable and underserved residents. Founded in 1999, we’ve grown from a single primary care office into a network of 50+ locations offering urgent care, primary care and specialty services, from women’s health to endocrinology and psychiatry.

New York, NY30+ days ago

Full-time

SUMMARYACBD1 is a front office function serving Japanese corporate clients in the U.S. The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is responsible for a wide range of compliance matters and risk management initiatives. Coordination Hub: Representing ACBD1 in cross-functional risk management frameworks—including Operational, Reputational, and Liquidity Risk (excluding Credit Risk).

New!

Brooklyn, NY4 days ago

Reporting directly to the CEO, and, as/needed, directlyto the Board, the Chief Legal & Compliance Officer ("CLCO") will provide the board of directors, senior management, program directors, and other staff with practical legal advice and support. The CLCO may be asked to advise on a wide range of day-to-day organizational, programmatic and transactionalmatters, including legal issues related to employment, 501(c)(3) compliance, board governance, real estate, contracts and other matters.

New!

New York, NY3 days ago

$110,000–$135,000 Per Year

Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Compliance and real time support and advice to business areas within Investment Banking (which includes Mergers & Acquisitions, Corporate Finance and Equity Capital Markets), Global Credit and Debt Capital Markets including real-time deal flow.

New!

New York, NY3 days ago

$125,000–$165,000 Per Year

Conduct various day-to-day compliance surveillance activities including Code of Ethics and Code of Conduct supervision and enforcement (including personal trade review and monitoring, distribution and review of quarterly and annual Code of Ethics reporting, requesting, collecting and reviewing third party statements as necessary, maintaining restricted lists, gift and entertainment reviews, and political contribution reviews), conflicts management, electronic communications reviews, best execution reviews, broker reviews, account list maintenance, and AML/OFAC due diligence reviews, etc. Provide compliance support to ensure that the firm's compliance programs are implemented, maintained and enforced in accordance with the applicable rules and regulations including the Investment Adviser Act of 1940 and the Commodity Exchange Act.

New York, NY30+ days ago

$125,000

This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, and working with business and technology partners to drive enhancements in surveillance processes. Experience reviewing and analyzing trading activity in one or more asset classes such as equities, options, fixed income, FX, futures, commodities, swaps.

New York, New York30+ days ago

Intern

Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Responsibilities include tracking remediation of exceptions, assisting with compliance risk assessments, and preparing reports to monitor identified risks for various business lines, products, and services.

New York, New York30+ days ago

Intern

New York, NY30+ days ago

Full-time

Business Analyst Capital Markets and AML Experience New York City, NY (Hybrid 2 Days in a week) 12+ Months Web Cam Interview $50/Hr on W2 or $55/Hr on 1099 We need: A junior (3+ years) to mid-level business analyst We are seeking a dynamic and experienced Business Analyst/Scrum Master with a strong background in data and financial crimes/anti-money laundering (AML). CANDIDATES MUST HAVE RECENT CAPITAL MARKETS AND AML EXPERIENCE Candidate Must Have's on a resume and for submittal: How many years working with: Business Analyst How many years working with: AML Job Description: We are seeking a dynamic and experienced Business Analyst/Scrum Master with a strong background in data and financial crimes/anti-money laundering (AML).

New York, New York24 days ago

$65,000–$150,000 Per Year

Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: The AVP on the Sanctions and Compliance Audit Team is mainly responsible for supporting the oversight, design and execution of audit coverage for Bank of China’s US (BOC USA or the Bank) sanctions program and the regulatory compliance program.

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Compliance Analyst Jobs in New York

FOA Program Support Analyst- Senior NY CREATES

Senior Third Party Risk Management Analyst United Nations Federal Credit Union

IT Analyst I -Support United Nations Federal Credit Union

Financial Aid Systems Analyst (Financial Aid Specialist) LaGuardia Community College

Senior Reinsurance Analyst Vaco LLC

Risk and Compliance Officer Whitney M Young Jr Health Center

Project Analyst Naval Nuclear Laboratory

Senior Project Analyst Naval Nuclear Laboratory

Contract Analyst (Hybrid) HEPCO, Inc.

Project Analyst, Advanced Naval Nuclear Laboratory

Permissions Analyst Axelon

Business Analyst/Project Manager Axelon

Contract Analyst - Capital Projects Neotecra, Inc.

Contract Analyst Careers Integrated Resources Inc

Loan Operations Analyst Compunnel, Inc.

Customer Solutions Project Analyst Eclaro

Customer Load Management (CLM) Analyst Eclaro

Docusign Analyst Eclaro

Jr. Business Analyst Eclaro

Clinical System Analyst Eclaro

Network Analyst Eclaro

Revenue & Pricing Analyst Eclaro

Maximo Mobile Analyst Eclaro

Investor Relations Analyst Company Confidential

Program Cost Control Analyst Company Confidential

Program Cost Control Analyst - 28586 Company Confidential

Enrollment Data Analyst (Enrollment Coordinator) - Office of the Vice President LaGuardia Community College

Legal & Compliance Analyst Initio Capital

Compliance Analyst Rockefeller Capital Management

Fund Compliance Analyst Career Launch AI

Compliance Analyst Careerscape

Investment Compliance Analyst Initio Capital

Compliance Analyst Veterans Sourcing Group

Senior Data Protection and Compliance Analyst Hudson Valley Credit Union

Risk & Compliance Analyst Initio Capital

Compliance Analyst Prime Group Holdings

Medicaid Compliance Analyst Charlie Health

IT Business Analyst - Compliance Systems Mizuho Americas Services LLC

Governance, Compliance, and Risk Analyst EliseAI

IT Risk and Compliance Analyst Kasmo Global

Compliance Data Analyst Essen Medical Associates

Risk and Compliance Analyst / Associate (Japanese bilingual) Mizuho Bank Ltd.

Chief Legal & Compliance Officer African American Planning Commission

Senior Compliance Officer, Control Room, Compliance TD Bank

Compliance Officer Mizuho Bank

Compliance Officer Phaxis

Legal and Compliance Department - Consumer and Regulatory Compliance Team Intern Bank of China Limited, New York Branch

Legal and Compliance Department - Consumer and Regulatory Compliance Team Intern Bank of China

Business Analyst Capital Markets and AML Experience Syntricate Technologies

Internal Audit Department-Sanctions & Compliance Audit AVP Bank of China

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