1,004 Results for

Compliance Officer Jobs in Astoria, NY

Jobs

Deputy Chief Compliance Officer, Corporate Vice President New York Life Insurance Company

New York, NY

$160,000–$250,000 / year

NYLIFE Securities and Eagle Strategies sit at the heart of New York Life’s retail distribution strategy—delivering a broad product platform that includes variable annuities and variable life insurance, mutual funds, alternative investments, 529 plans, managed account programs through our advisory platform, and comprehensive fee-based financial planning—through a nationwide career agency distribution system. The Deputy CCO will lead the core elements of the compliance program, including compliance risk assessments, policy and procedure design, controls testing, supervisory oversight coordination, and the modernization of how compliance is delivered across one of the largest career agency distribution systems in the industry, with over 12,000 insurance agents, 6,500 registered representatives, and 1,700 investment adviser representatives.

8 days ago

Corporate Vice President - Compliance Officer New York Life Insurance Company

New York, NY

$135,000–$160,000 / year

The AML function supports a diverse portfolio of businesses, including life and annuity products, retail broker-dealer and investment advisory services through NYLIFE Securities and Eagle Strategies, mutual funds and distributor relationships, and oversight of affiliated U.S. and international asset management businesses. • Support oversight of the transaction monitoring and alert program, including alert performance review, threshold tuning, and collaboration with data partners on alert refinement; evaluate proposed monitoring enhancements based on enterprise risk, customer behavior, and emerging financial crime threats.

8 days ago

Compliance Officer The Rybak Firm PLLC

New York, NY

Reqs: LLM or JD & 2 yrs exp as above or as a Legal Assoc or Paralegal in a rel positn involving legal research/factual investigatn/ review of legal or regulatory docs/procedural compliance & litigation support. Under guidance/supervisn of attorneys, audit & analyze claim files/billing records/med docs/ policy materials/litigatn submissns to eval compliance.

30+ days ago

Chief Clinical Officer Human Development Services of Westchester, Inc

Mamaroneck, NY

$130,000–$140,000 / year
Quick Apply

This position promotes evidence-based, trauma-informed, person-centered, and culturally responsive practices; leads continuous quality improvement; supports staff training and development; and uses data to guide accountability and program improvement. Human Development Services of Westchester (HDSW) is Westchester County community-based not-for-profit, having been involved in the evolution of community-based direct-care services for vulnerable populations in New York State since 1968.

7 days ago

CFO Jobot

Oyster Bay, NY

$275,000–$330,000 / year
Quick Apply

The ideal candidate brings a combination of construction, real estate, development, and property management expertise, coupled with the executive presence to guide financial strategy, optimize portfolio performance, and support acquisition and development activities. This executive will serve as a strategic partner to ownership and senior leadership, overseeing all aspects of financial management, capital planning, real estate accounting, development finance, and long-term growth initiatives.

5 days ago

Document Control Specialist / Project Officer Associate The LiRo Group

Long Island City, NY

$60,000–$80,000 / year

Recently, Global Infrastructure Solutions Inc. (GISI), the parent company of The LiRo Group and Hill International, Inc. consolidated a portion of the highly experienced staff of both LiRo and Hill in the Northeast to create a larger, more efficient, and cost-effective team to serve clients. We work hard to build a corporate culture that empowers all our employees to freely share their ideas, know their presence, and contributions are truly valued, fostering a climate where our employees are enabled to maximize their full potential.

7 days ago

Agency CMO Trader/Structurer AVP Barclays

New York, NY

You may be assessed on the key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills. In this role, you will execute trades and manage risk across a defined portfolio of Agency MBS and related financial instruments, ensuring alignment with market conditions and firm strategy.

20 days ago

Sales and Distribution Compliance - Senior Vice President iCapital

New York, NY

$190,000–$225,000 / year

This role plays a critical leadership function in ensuring adherence to FINRA rules, SEC regulations, and other applicable laws governing broker‑dealer activities, with particular emphasis on the distribution of alternative investments, structured investments, and annuity products. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).

8 days ago

Chief Financial Officer CFS

New York, NY

$200,000–$220,000 / year

The organization has scale, impact, and complexity: hundreds of employees, hundreds of funding contracts across county, state, and federal sources, and a finance function that is ready for modernization. Stabilize and rebuild billing operations, including oversight of outsourced partners and transition planning back in-house.

7 days ago

Commercial Loan Officer - Healthcare Lending ConnectOne Bank

Englewood Cliffs, NJ

$180,000–$230,000 / year
Quick Apply

Maximize bank profitability through appropriate pricing of new loan originations, fee income and selling of all bank products and services; advising clients regarding the advantages and disadvantages of different financial products. In this role you will : Support the Bank’s “People First” focus and rules of engagement—maintaining a professional demeanor, working as an active member of the CNOB team, providing all clients excellent service, always striving to make CNOB “A Better Place to Be”.

3 days ago

Regulatory Change Management Officer - Hybrid Genesis10

Jersey City, NJ

Temporary
Contractor
Full time
Quick Apply

Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. The Regulatory Change Management Officer works with departments to coordinate Regulatory Change Management (RCM) matters and support the design, documentation, implementation, and ongoing execution of RCM processes.

11 days ago

Project Officer II / III The LiRo Group

Long Island City, NY

$100,000–$139,000 / year

Recently, Global Infrastructure Solutions Inc. (GISI), the parent company of The LiRo Group and Hill International, Inc. consolidated a portion of the highly experienced staff of both LiRo and Hill in the Northeast to create a larger, more efficient, and cost-effective team to serve clients. Work with architect/engineer of record regarding change orders, interpretation of contract documents, shop drawing submittals/approvals and other technical matters as required to ensure a structurally sound, code compliant and aesthetic facility.

7 days ago

Customs and Border Protection Officer Customs and Border Protection

White Plains, NY

$41,863–$127,464 / year

Prioritized locations include: Arizona: Douglas, Lukeville, Nogales, San Luis; California: Calexico; Hawaii: Honolulu; Maine: Eastport; Montana: Raymond, Roosville; New Mexico: Columbus; New York: Alexandria Bay, Champlain, Massena, Trout River; North Dakota: Dunseith, Portal; Texas: Eagle Pass; Washington: Blaine. The above experience will be applied in connection with the CBPO Individual Occupational Requirement: Performing inspections work at borders, seaports, airports or other ports of entry and/or work involving preliminary screening of persons for entry and immigration status; or compliance/regulatory work.

13 days ago

Lead Armed Transportation Officer PARAGON PROFESSIONAL SERVICES LLC

Newark, NJ

$94,300 / year

Minimum two (2) years’ experience as a Law Enforcement Officer and/or Military Police Officer or six (6) months experience as a security officer engaged in functions related to detailing civil or administrative detainees or, two (2) years active-duty military service with an honorable discharge. Essential and marginal functions may require maintaining physical condition necessary for bending, stooping, sitting, walking, or standing for prolonged periods of time; most of the time spent sitting will be in a transportation vehicle with limited opportunity to move about.

30+ days ago

Armed Security Transportation Officer PARAGON PROFESSIONAL SERVICES LLC

New York, NY

$37.15 / hour

Paragon offers a wide range of environmental investigation, consulting, compliance, and remediation services as well as IT solutions, Facility O&M, Materiel Support, Supply and Security to both private- and public-sector clients throughout Alaska and the Continental U.S. Paragon’s experienced professional staff is dedicated to producing high-quality documentation and providing safe field execution to support its clients’ projects in line with local, state and federal guidelines and regulations. · Level of Experience Requirements: Minimum two (2) years’ experience as a Law Enforcement Officer and/or Military Police Officer or six (6) months experience as a security officer engaged in functions related to detailing civil or administrative detainees or, two (2) years active-duty military service with an honorable discharge.

30+ days ago

Controller Kforce Inc.

Bronx, NY

$175,000–$225,000

This is a key leadership role partnering closely with the CFO and executive team to strengthen financial reporting, enhance internal controls, and support strategic business decisions. Kforce has a client in Bronx, NY that is seeking an experienced, hands-on Financial Controller to lead its accounting function and oversee the accuracy, integrity, and timeliness of financial operations.

2 days ago

Product Design Director - Risk Design Discover Financial Services

New York, NY

$230,400–$263,000 / year

Leveraging a variety of skills across interaction, visual and service design; in collaboration with cross-functional partners, help to oversee and optimize the use of appropriate tools, platforms, frameworks and design systems and enable your team to develop artifacts that may include vision stories, journey maps, blueprints, high-fidelity designs and prototypes. Communication:Present work across levels and job functions, modeling a strategic human-centered approach that integrates design frameworks, data and research insights to make the complex accessible, influence senior stakeholders and achieve impactful results.

16 days ago

Senior Systems Engineer (Healthcare & Life Science) Qumulo

New York, NY

$260,000–$270,000 / year

Working knowledge of healthcare data workflows: medical imaging (DICOM, PACS, VNA), EMR, genomics and bioinformatics pipelines, clinical research data, or pharma manufacturing - as well as HIPAA, HITECH, FDA 21 CFR Part 11, GxP, and data retention requirements. 8+ years in a customer-facing technical role (Systems Engineer, Solutions Architect, or Healthcare Solutions Engineer) at a software, storage, or tech company, including 4+ years focused on healthcare, life sciences, or pharma.

30 days ago

Chief of Staff AVP Barclays

New York, NY

Support to senior leadership to ensure appropriate resourcing across the business/function including planning and forecasting, partnering with HR to drive talent development and succession planning including the identification of high-potential employees, provision of mentorship and guidance, and support to leadership development and diversity initiatives. Strategic support to senior executives, such as the CEO or other top-level leaders including assistance in the development and execution of in year and multi-year business strategy, research, and analysis to support decision-making and act as delegate for the senior executive in specific situations.

8 days ago

CFO - New York, NY Page Group

New York, NY

$300,000–$350,000 / year
Full time

The Chief Financial Officer will lead all financial operations, strategic planning, reporting, treasury, tax, capital markets, and risk management activities, while serving as a key advisor to the CEO and Board on financial and business matters. The firm invests across a range of property sectors and alternative asset classes and is known for its long-term investment philosophy, strong institutional partnerships, and continued expansion within key global markets.

27 days ago

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Compliance Officer Jobs in Astoria, NY

Deputy Chief Compliance Officer, Corporate Vice President New York Life Insurance Company

Corporate Vice President - Compliance Officer New York Life Insurance Company

Compliance Officer The Rybak Firm PLLC

Chief Clinical Officer Human Development Services of Westchester, Inc

CFO Jobot

Document Control Specialist / Project Officer Associate The LiRo Group

Agency CMO Trader/Structurer AVP Barclays

Sales and Distribution Compliance - Senior Vice President iCapital

Chief Financial Officer CFS

Commercial Loan Officer - Healthcare Lending ConnectOne Bank

Regulatory Change Management Officer - Hybrid Genesis10

Project Officer II / III The LiRo Group

Customs and Border Protection Officer Customs and Border Protection

Lead Armed Transportation Officer PARAGON PROFESSIONAL SERVICES LLC

Armed Security Transportation Officer PARAGON PROFESSIONAL SERVICES LLC

Controller Kforce Inc.

Product Design Director - Risk Design Discover Financial Services

Senior Systems Engineer (Healthcare & Life Science) Qumulo

Chief of Staff AVP Barclays

CFO - New York, NY Page Group

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