The successful applicant will possess an active Series 27 (FINOP) license, 8+ years of experience within a broker-dealer environment, prior CFO or senior finance leadership experience strongly preferred, deep knowledge of SEC and FINRA regulations, experience with FOCUS reporting and net capital calculations, strong leadership and team management skills, a detail-oriented control and compliance mindset, and excellent communication skills, both internal and external. Preferred background includes experience in a growing or mid-sized broker-dealer, exposure to introducing broker, clearing, or proprietary trading models, and CPA designation is a plus.