Associate Director, Corporate Banking, Origination (New York City, NY, US, 10281) The Bank of Nova ScotiaAssociate Director, Corporate Banking, Origination (New York City, NY, US, 10281)New York City, NYActively pursue effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct. Furthermore, the candidate will liaise across other departments and products, including Global Transaction Banking, Trade Finance, Derivatives, and/or Foreign Exchange, Structured Solutions, and Debt Capital Markets, gaining knowledge and delivering to clients the various products that Scotiabank offers.
Field Exam Analyst - Business Credit The PNC Financial Services Group IncField Exam Analyst - Business CreditNew York, NY$45,000–$105,000 / yearPNC Employees take pride in our reputation and to continue building upon that we expect our employees to be: Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions. When leading an Examination, manages the due diligence process and directs the daily progress of field work performed by the other Field Examiners assigned to the Examination to ensure all assignments and duties are completed in an accurate and timely manner.
NewCompliance Specialist Marsh & McLennan Companies IncCompliance SpecialistNew York, NY$64,400–$128,700 / yearAs a Senior Compliance Specialist you will have the opportunity to handle complex specialized compliance routines, such as monitoring, research, training and awareness, data compilation and synthesis, report drafting, task management for assigned area and assist in managing risk across applicable product lines. We aim to attract and retain the best people and embrace diversity of age background, disability, ethnic origin, family duties, gender orientation or expression, marital status, nationality, parental status, personal or social status, political affiliation, race, religion and beliefs, sex/gender, sexual orientation or expression, skin color, veteran status (including protected veterans), or any other characteristic protected by applicable law.
IT Compliance Manager Mid ECS Federal LLCIT Compliance Manager MidNY$80,000–$105,000 / yearEvaluate documentation, control evidence, POA&Ms, vulnerability management, access controls, and required safeguards; identifies deficiencies; develops actionable remediation paths; and supports defensible audit response packages and corrective-action tracking. Responsibilities: Act as primary point of contact for audits, facilitate written business responses to audit findings and develop action plans with key stakeholders.
Avp, Fixed Income Compliance Officer Jefferies Financial Group Inc.Avp, Fixed Income Compliance OfficerNew York, NY$120,000–$140,000 / yearThe successful candidate will assist with compliance reporting, metrics, dashboards, monitoring, data analysis, and process improvements, while supporting the broader team on regulatory and advisory matters. Assist with compiling and analyzing data related to U.S. Rates, Credit products, primary dealer activities, Treasury auctions, certifications, disclosures, and other fixed income regulatory requirements.
Environmental Compliance Manager (Field Based) ERM International Group LtdEnvironmental Compliance Manager (Field Based)Brooklyn, NY$103,967–$132,573 / hourConduct and document periodic inspections of operating yards, electric substations, fleet garages, generating plants, gas regulating stations, rights of way, and other company properties to ensure regulatory compliance (e.g., waste storage areas, bulk chemical and petroleum tanks, emergency generators, oil/water separators, and other operational equipment). Who We Are: As the largest global pure play sustainability consultancy, we partner with the worlds leading organizations, creating innovative solutions to sustainability challenges and unlocking commercial opportunities that meet the needs of today while preserving opportunity for future generations.
Regulatory Compliance Manager W. R. Berkley CorpRegulatory Compliance ManagerMorristown, NJ$100,000–$150,000 / yearYou''ll liaise between the operating unit General Counsel, operating unit stakeholders (Product, IT, Operations, Actuarial, Claims) and state regulators to ensure the operating unit meets all applicable compliance and regulatory requirements. Proven leadership experience with the ability to manage complex, cross-functional initiatives and build partnerships with Legal, Product, Operations, IT, and Corporate Compliance to operationalize regulatory requirements.
Principal Security Compliance Analyst - Public Sector - InfoSec Elastic NVPrincipal Security Compliance Analyst - Public Sector - InfoSecNY$159,800–$252,800 / yearElasticsearch develops and distributes technology and information that is subject to U.S. and other countries' export controls and licensing requirements for individuals who are located in or are nationals of the following sanctioned countries and regions: Belarus, Cuba, Iran, North Korea, Syria, or Russia, including the Ukrainian territories annexed by Russia (The Crimea region of Ukraine, The Donetsk People''s Republic (DNR), The Luhansk People''s Republic (LNR), Kherson or Zaporizhzhia). By taking advantage of all structured and unstructured data - securing and protecting private information more effectively - Elastic's complete, cloud-based solutions for search, security, and observability help organizations deliver on the promise of AI.
Director, Customs & Trade Compliance Kiss Products IncDirector, Customs & Trade CompliancePort Washington, NYThe Director serves as the primary internal expert on customs and international trade matters and partners with customs brokers, freight forwarders, suppliers, logistics providers, and regulatory agencies to support the uninterrupted movement of goods. Bachelor's degree in International Business, Supply Chain Management, Business Administration, Logistics, Finance, or a related field.
Compliance Auditor Talkspace IncCompliance AuditorNew York, NYRemote$77,000–$92,000 / yearWe encourage you to apply, even if you don't meet every qualification or if your path has been nontraditional - such as not completing a formal degree program, taking a career break, or having a prior criminal record - if you believe you could make a great addition to this team. Combining our passion for innovation along with our desire to help others overcome the stigma behind "getting help," we are transforming the way patients find the right care provider, making an otherwise impossible feat easily conquerable.
Senior Virtual CISO Marco Technologies LLCSenior Virtual CISONY$119,193–$190,709 / yearThe Senior Virtual Chief Information Security Officer (Sr vCISO) serves as a trusted executive advisor to Marco clients, delivering strategic security leadership across both recurring consulting engagements and complex, point-in-time initiatives. The Sr vCISO acts as part of the client's executive team, offering CISO-level leadership, translating cybersecurity risks into business impacts, and guiding security investment decisions.
Compliance Specialist SRS Acquiom Inc.Compliance SpecialistNYRemote$75,000–$85,000 / yearThe ideal candidate has great attention to detail, is a self-starter but also capable of working well on a team, can quickly comprehend key provisions of complex agreements, think outside the box to solve problems, and manage multiple projects simultaneously. For US candidates, we may also use tools within our applicant tracking system to help detect potentially fraudulent or spam applications by analyzing limited technical and contact information (such as IP address, device/browser signals, and email/phone characteristics) to flag suspicious patterns for human review.
Risk Cyber Internal Audit Manager Grant Thornton LLPRisk Cyber Internal Audit ManagerNew York, NY$138,000–$172,500 / yearAs an IA Cybersecurity Risk Manager, you will get the opportunity to contribute to our clients' business needs and grow within our practice by applying a collection of Cybersecurity capabilities, including governance, risk assessments, control testing, and technology operations for the Cybersecurity practice, all with the resources, environment, and support to help you excel. As a member of Grant Thornton's Cybersecurity Internal Audit (IA Cybersecurity) team, you will have the opportunity to collaborate with our clients and deliver consulting and advisory services across a broad spectrum of areas related to cybersecurity.
Director, Product Manager (Portfolio Margin and Risk) GalaxyDirector, Product Manager (Portfolio Margin and Risk)New York, NY$250,000–$270,000 / yearWe also invest in and operate cutting-edge data center infrastructure to power AI and high-performance computing, addressing the growing demand for scalable energy and compute in the U.S.We work at the intersection of finance and technology, helping institutions, startups, and developers navigate a digitally native economy. If your experience is primarily from a large bank or institution, you must demonstrate that you have operated effectively in ambiguous or grey environments — driving new builds, defining frameworks from scratch, and navigating incomplete specifications without relying on rigid legacy processes.
Compliance Analyst Symbotic IncCompliance AnalystNYRemote$71,000–$97,900 / yearApplying next-gen technology, high-density storage and machine learning to solve today's complex distribution challenges, Symbotic enables companies to move goods with unmatched speed, agility, accuracy and efficiency. Production Control works closely with other Supply Chain teams, including Sourcing, Procurement, and Supplier partners, to align demand, supply, and execution across large-scale customer projects.
Technology and Information Security Risk Specialist IdbnyTechnology and Information Security Risk SpecialistNew York City, New York$160,000–$180,000 / yearThis position strengthens the Bank’s risk posture by providing effective review and challenge, supporting risk assessments and control reviews, and connecting technology and information security risk themes to operational risk, vendor risk, change management, resilience, data management, and broader ERM processes. The role requires technical credibility, sound judgment, strong communication skills, and the ability to work effectively with First Line teams, senior leaders, auditors, regulators, Head Office, and executive stakeholders while maintaining Second Line independence.
Compliance Analyst (Hybrid- Newark, NJ) BroadridgeCompliance Analyst (Hybrid- Newark, NJ)Newark, NJ$100,000–$110,000 / yearThe role involves partnering with subject matter experts and business stakeholders to track remediation activities, monitor recurring review processes, maintain regulatory mappings, and prepare periodic reporting to support effective oversight of the compliance program. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company-and ultimately a community-that recognizes and celebrates everyone's unique perspective.
IT Specialist 6 month Register-Direct Hire Department of the Treasury, USIT Specialist 6 month Register-Direct HireEdison, NJ$106,437–$197,200 / yearQUALIFICATION REQUIRMENTS: To qualify for this position, you must meet the qualification requirements outlined below: MINIMUM REQUIREMENTS FOR GRADE 12 LEVEL UP (GS or Equivalent) Applicants must have Information Technology related experience demonstrating each of the following nine competencies: 1) Attention to Detail, 2) Customer Service, 3) Decision Making, 4) Information Management, 5) Interpersonal Skills, 6) Oral Communication, 7) Problem Solving, 8)Teamwork and 9) Technical Competence. To update your application, including supporting documentation: Visit USAJOBS - How to Update Application during the announcement open period, make updates or add supporting documentation, then continue through the entire application process and click Submit Application to send updates to the hiring agency.
Core and Employee Compliance Analyst Jain GlobalCore and Employee Compliance AnalystNew York, New YorkJain Global is an innovative multi-strategy investment firm founded in July 2024 by Bobby Jain with over 400 employees operating from offices in New York, Houston, London, Singapore, and Hong Kong, we are looking to add to our growing teams. . The ideal candidate will play a key role in exercising sound judgment when reviewing employee activities against internal policies, identifying risk patterns, and advising stakeholders on appropriate actions.
Executive Office, Investor Relations, Senior Analyst, New York The Goldman Sachs Group IncExecutive Office, Investor Relations, Senior Analyst, New YorkNew York, NY$80,000–$110,000 / yearWork may include developing financial analysis, preparing senior leadership for investor meetings and public events, monitoring peer and market developments, maintaining investor targeting and ownership materials, and helping produce regular deliverables for the Management Committee and other senior stakeholders. Investor Relations works closely with executive management to drive the firm's external engagement with equity and fixed income investors, research analysts, rating agencies, credit counterparties, and sustainability and governance-focused stakeholders.