NewField Risk Specialist Datascan Technologies, LLCField Risk SpecialistDallas, TXCandidates must be located in Dallas, Texas Ability to work independently with strong work ethic Professional demeanor with excellent communication and interpersonal skillsExcellent problem solving and decision-making abilitiesBasic computer literacy requiredOccasional travel outside of local territory may be required from time-to-timeLifting and moving boxes may be required from time-to-timeValid driver’s license with the ability to travel overnight (3 to 5 nights average of overnight travel monthly) High School diploma or GED required, college preferredTwo years or more of applicable experience in: floorplan auditing, banking/financial services, automotive, customer service, field services or related industry. You’ll be tasked with physically verifying floor planned inventory, transforming detective work into an art as you inspect dealership records, and showcasing your problem-solving skills as you determine the disposition of missing inventory using Ai’s state of the art mobile audit application.
NewDirector Litigation - Risk Finance CHRISTUS HealthDirector Litigation - Risk FinanceIrving, TXThe Litigation Attorney will provide timely response to claims, complaints, subpoenas and other service of process; legal research; review and drafting of pleadings and discovery responses, claim summaries, executive reporting, mediation/trial and other litigation-related events; e-discovery and legal holds management; and other activities under the supervision of more senior attorneys relating to all phases of litigation from pre-trial investigation through mediation, settlements, verdict or appeal. Work with VP of Litigation and other attorneys in the daily management of pre-litigation and litigation pertaining to a broad range of litigation, pre-litigation and other claim management matters for the entire enterprise including professional liability, general liability, regulatory matters and commercial litigation.
Account Manager Hajoca CorporationAccount ManagerFort Worth, TXdiv>Effectively use Microsoft Office software (Outlook, Word, Excel) to communicate via email, to maintain weekly sales plans, call reports, and customer contact files, and to analyze customer data. . Our PCs conduct business under unique trade names and offer a customized business approach, honoring what’s special about each local marketplace.Manager, Technology Product Management American AirlinesManager, Technology Product ManagementFort Worth, TXOur 20+ Team Member Resource Groups are focused on connecting our team members to our customers, suppliers, communities and shareholders, helping team members reach their full potential and creating an inclusive work environment to meet and exceed the needs of our diverse world. This team partners with AAdvantage, Partner and Cobrand business groups and our IT organization to value, prioritize, define, and deliver technical capabilities that help achieve desired business outcomes and optimize user experiences.Technical Project Manager TeleWorld SolutionsTechnical Project ManagerPlano, TXFull timeWith the experience of hundreds of thousands of successful implementations, including macro, DAS, Small Cells, and Wi-Fi, the world’s leading network operators and OEMs trust our knowledge and experience to plan, perform, troubleshoot, and implement an array of technologies and solutions. TeleWorld Solutions is a strategic wireless engineering and consulting firm offering network operators, OEMs and tower companies turnkey design, optimization, network dimensioning and deployment services.NewSenior Project Manager Vaco LLCSenior Project ManagerDallas, TX$135,000–$150,000Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual’s skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.NewGRC Director (468956) Vaco LLCGRC Director (468956)Dallas, TX$180,000–$180,000Enterprise Risk Management – Manages the BT Risk Management Program (Risk Identification / Inherent and Residual Risk Assessment / Control Evaluation / Mitigation Planning / Executive Reporting) | Maintains and Regularly Updates the Centralized Risk Register for Leadership Visibility and Board-Level Reporting. Audit Leadership – Leads / Supports Internal / External Audits (Readiness Assessments / Control Walkthroughs / Evidence Compilation / Remediation Tracking) | Serves as Primary PoC for Third-Party Auditors / Assessors / Regulatory Examiners.NewDirector of IT Vaco LLCDirector of ITPlano, TX$160,000–$190,000Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual’s skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.NewLife Actuary Senior USAALife Actuary SeniorPlano, TXRemote$143,320–$273,930 / yearCoordinates, prepares, and performs actuarial analyses required to develop new products, project future results, reprice existing products, and/or determine financial strength, while also mentoring junior members of the team in these key disciplines. Tests impact of assumptions by identifying sources of gain and loss, the appropriate premiums, interest margins, reserves, and cash values for profitability and viability of new and existing products.NewProject Manager Sparks GroupProject ManagerDallas, TXExperience managing multiple concurrent projects, executive stakeholders, project plans, status reporting, risk management, and collaboration tools such as Jira, Smartsheet, Microsoft Project, Asana, Teams, or SharePoint. Preferred exposure to cybersecurity, risk advisory, AI governance, compliance frameworks (NIST, ISO 27001, SOC 2, HIPAA), and certifications such as PMP, CAPM, CSM, PMI-ACP, or Security+.NewManager, Retirement Income – Life Company USAAManager, Retirement Income – Life CompanyPlano, TXRemote$90,310–$162,550 / yearMaintains current knowledge of the competitive landscape, financial services industry trends, changes in technology, regulations, and/or other industry events that may impact operational functions and processes and effectively communicates this knowledge to their direct reports and peers within Health, Life or Retirement Income. USAA is seeking a talented Manager, Retirement Income, to lead a team of specialized, licensed professionals dedicated to knowing our members, understanding their Health, Life or Retirement income needs, and providing appropriate solutions to facilitate their financial security.NewTravel Nurse RN - Nurse Manager in Sunnyvale, TX TravelNurseSourceTravel Nurse RN - Nurse Manager in Sunnyvale, TXSunnyvale, TXJob Overview We are seeking an experienced Clinical Risk & Quality Improvement Director (RN) to lead hospital-wide quality improvement, patient safety, risk management, and regulatory compliance initiatives within an acute care hospital setting. This leadership role is responsible for overseeing quality performance programs, patient safety reporting, accreditation readiness, risk assessment activities, and clinical outcome improvement efforts.Frame Project Manager (Construction - Dallas, TX Ceco Concrete Construction, LLCFrame Project Manager (Construction - Dallas, TXDallas, TXThe Frame Project Manager leads the planning, execution, and oversight of concrete frame projects, including managing schedules, budgets, and safety for successful project delivery. Most importantly, our people count on and believe in one another and know our success depends on our frontline workers building great projects that reflect our values and vision.NewCommercial Real Estate Portfolio Manager I - PRO CRE First Horizon BankCommercial Real Estate Portfolio Manager I - PRO CREDallas, TXHeadquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. Work with the Client Specialist to ensure systems of record are accurate for the loan portfolio; ensure management information is reported timely and accurately; obtain satisfactory loan reviews and ensure regular reviews of borrowers and real estate projects are performed.Project Manager - Dallas, TX Ceco Concrete Construction, LLCProject Manager - Dallas, TXDallas, TXThe Project Manager leads the execution and oversight of concrete frame and formwork projects and ensures productivity, quality, cost control, and safety. Most importantly, our people count on and believe in one another and know our success depends on our frontline workers building great projects that reflect our values and vision.NewProgram Manager Pinnacle Technical ResourcesProgram ManagerFort Worth, Texas$65–$70 / hourContractorThe specific compensation for this position will be determined by several factors, including the scope, complexity, and location of the role, as well as the cost of labor in the market; the skills, education, training, credentials, and experience of the candidate; and other conditions of employment. We are seeking a highly skilled Program Manager to lead and manage large-scale IT programs and enterprise project management initiatives.NewSafety Manager HITT ContractingSafety ManagerDallas, TXp style="text-align:left">Every day, our team members do amazing things in pursuit of our shared purpose to build trust with our clients, partners, subcontractors, and teammates. This individual regularly assesses the safety needs of their assigned business units or projects and utilizes their assigned resources to meet those needs.NewProject Manager - Substation (On Site Position) New River Electrical CorporationProject Manager - Substation (On Site Position)Southlake, TXResponsible for all project planning documents including but not limited to scope management plan, schedule management plan, cost management plan, quality management plan, resource management plan, communications management plan, risk management plan, procurement management plan, change management plan, scope baseline, schedule baseline, cost baseline, and the performance measurement baseline. Further, the Project Manager III is responsible for conducting business development activities, preparing estimates and bids, project schedule management, overall planning and management of field operations, procurement/purchasing, scope definition and change management, implementing and monitoring effective safety plans, and accurately managing financials including P&L for assigned projects.NewManager, Health Solutions (Medicare) – Life Company USAAManager, Health Solutions (Medicare) – Life CompanyPlano, TX$85,040–$162,550 / yearMaintains current knowledge of the competitive landscape, financial services industry trends, changes in technology, regulations, and/or other industry events that may impact operational functions and processes and effectively communicates this knowledge to their direct reports and peers within Health, Life or Retirement Income. USAA is seeking a talented Manager, Health Solutions, to lead a team of specialized, licensed professionals dedicated to knowing our members, understanding their Health needs, and providing appropriate solutions to facilitate their financial security.NewConstruction Project Manager - Healthcare Michael Page USAConstruction Project Manager - HealthcareCarrollton, TX$98,600–$148,600 / yearFull timep>A successful Construction Project Manager - Healthcare should have: Bachelor's degree in Construction Management, Construction Science, Civil Engineering, or related field preferred. Excellent communication and interpersonal skills, with the ability to influence decision-making and build lasting relationships with clients, subcontractors, and internal teams.Insurance Underwriter Diedre Moire Corp.Insurance UnderwriterDallas, TX$100,000–$300,000 / yearFull timeCONSIDERED EXPERIENCE INCLUDES: Cyber Technology Risks Insurance Underwriter Specialty Program Excess Surplus Commercial Lines Program Underwriter #DiedreMoire #JobSearch #JobHunt #JobOpening #Hiring #Job #Jobs #Careers #Employment #jobposting #InsuranceJobs #UnderwriterJobs. Insurance Underwriter Specialty Program Excess Surplus Commercial Lines Program Underwriter Gas Stations Auto Repair Shops Garages_ .Model Governance Manager BC ForwardModel Governance ManagerPlano, TX$58–$58.35 / hourThe ideal candidate will have strong experience in technology governance, risk and controls, and program management and a proven ability to drive regulatory deliverables, manage cross-functional routines, and translate technical content into executive-ready communications. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.Registered Nurse (RN) - Neurosurgery - Grapevine Advocate AuroraRegistered Nurse (RN) - Neurosurgery - GrapevineFort Worth, TXMust demonstrate knowledge of the principles of growth and development over the life span and possess the ability to assess data reflective of the patient's status and interpret the appropriate information needed to identify each patient's requirements relative to his/her age-specific needs, and to provide the care needed as described in the department's policies and procedures. Advocate Health offers a comprehensive suite of Total Rewards: benefits and well-being programs, competitive compensation, generous retirement offerings, programs that invest in your career development and so much more - so you can live fully at and away from work, including: Compensation .Risk Management Program Manager, Compliance, Safety and Risk Management Google LLCRisk Management Program Manager, Compliance, Safety and Risk ManagementAddison, TXAs a Program Manager at Google, youll lead complex, multi-disciplinary projects from start to finish working with stakeholders to plan requirements, manage project schedules, identify risks, and communicate clearly with cross-functional partners across the company. 5 years of experience working to support technical teams in data center infrastructure components (e.g., power, cooling, networking, servers, storage), operations, and security best practices.Manager Corporate Risk Management Methodist Health SystemManager Corporate Risk ManagementDallas, TXp>• Investigates and evaluates complex medical professional liability, general liability, auto, property, and other liability claims while keeping the department leader apprised • Interviews medical providers, staff, witnesses, and other parties to obtain information used to assess liability exposure • Participates in enterprise-wide organizational committees including RCAs, performance improvement, policy development and others • Ensures staff secure records required for investigation in anticipation of litigation • Evaluates cases for appropriate disposition and seeks authority for settlement from department leaders • Determines negotiation strategy and negotiates settlements with authority level in coordination with department leaders • Monitors external stakeholder performance, i.e. defense counsel, insurance coordinators, agent/brokers and reports performance issues to department leaders • Assists in developing responses to written discovery, including interrogatories, notices to produce, and requests for admission with the guidance of department leaders • Coordinates responses to various subpoenas involving the medical center and/or its employees • Coordinates with external stakeholders, i.e. Prosecutors Office, law enforcement agencies etc. requests for staff interviews and/or testimony • Assists in identifying appropriate personnel for production for deposition testimony and provides support and guidance to employees during the process • Assists in responding to patient medical/billing record production requests in pending litigation and/or professional Board matters • Monitors trials and attends pre-trial proceedings, mediations, and arbitrations, as necessary • Conducts post-settlement debriefing with department leaders and prepares after action report to the Clinical Effectiveness & Patient Safety department leader • Manages physician-resident and nursing education program for the enterprise • Submits new losses to external stakeholders including insurance carriers • Analyzes and evaluates general liability events to determine organizational exposure • Leads and maintains litigation files and litigation tracking reports/dashboard using claims management application • Assists in problem-solving discussions with administrators, physicians, managers and clinical risk managers throughout the enterprise.Corporate & Investment Bank Risk - Credit Risk Management - Asset Managers & Funds-Vice President JPMorgan Chase & CoCorporate & Investment Bank Risk - Credit Risk Management - Asset Managers & Funds-Vice PresidentPlano, TXli>Serve as principal contact for and partner with colleagues from Sales & Trading, Prime Brokerage, Investor Client Management, Treasury & Security Services, Legal, IB Coverage, Syndicated & Leveraged Finance, Debt Capital Markets, and Ratings Advisory. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.Group Manager, Risk Management/ Risk Customer Contact Operations Intuit IncGroup Manager, Risk Management/ Risk Customer Contact OperationsFrisco, TXThe core mission is two-fold: to lead a large organization in making high-stakes financial risk mitigation decisions (compliance, fraud, financial risks) and to define and embed a culture of data-driven quality and coaching excellence across frontline inbound customer contact teams. Drive Operational Effectiveness & KPIs: Drive operational effectiveness and KPI achievement (e.g., quality, handle time, service level commitments) through goal definition, continuous process optimization, and corrective action plans that focus on root cause elimination.VP, Risk Management - Property & Casualty (P&C) Risk USAAVP, Risk Management - Property & Casualty (P&C) RiskPlano, TX$257,250–$463,050 / yearOversee and guide an independent Risk Management function in establishing and monitoring compliance with risk limits, identifying and aggregating the firm's risks, assessing the firm's risk positions relative to the parameters of the firm's risk tolerance, and providing key risk information to senior management and the board of directors. The VP, Risk Management - Property & Casualty (P&C) will report directly to the SVP, Chief Risk Officer - P&C and will be responsible for recognizing and reporting strategic and aggregate risks across the P&C business while advancing the Risk Management function for aggregation, quantification, and qualification of risks.Sr Manager, Co-Brand Risk Management (Fort Worth, TX, US) American Airlines MexicoSr Manager, Co-Brand Risk Management (Fort Worth, TX, US)Fort Worth, TXOur 20+ Employee Business Resource Groups are focused on connecting our team members to our customers, suppliers, communities and shareholders, helping team members reach their full potential and creating an inclusive work environment to meet and exceed the needs of our diverse world. The leader in this role partners closely with senior executives and external partners (e.g., Citigroup, Mastercard) to shape program direction, drive analytical insights, and influence major strategic decisions.Senior Manager, Risk Advisor, Technology and Data Risk Management Capital One Financial CorpSenior Manager, Risk Advisor, Technology and Data Risk ManagementPlano, TX$200,700–$229,100 / yearThis includes leading independent risk analysis workshops, applying quantitative and qualitative risk assessment methodologies, understanding the stack of controls, identifying new approaches to reducing risk, systematically reviewing, analyzing, aggregating and comparing outputs of different assessments, and influencing 1st Line to drive definition and prioritization of high leverage risk reduction initiatives. This position - Senior Manager, Cyber Risk and Analysis - will play a key role in shaping the second line's independent point of view on cybersecurity, reliability, and tech risk with a focus on emerging technologies and risks, and analyzing the outcomes of the first line's analysis to enable robust challenge across assessments.Contracts Administrator/Paralegal (Risk Management - North Texas) - Austin Commercial Austin Industries IncContracts Administrator/Paralegal (Risk Management - North Texas) - Austin CommercialDallas, TXp>Specific Responsibilities: • Prime Contract • Serve as the primary administrator over the Agiloft contract management platform, including cataloguing project and key contract terms • Prepare prime contract folders for files • Compare contract documents • Save all original executed contract and amendments in prime contract file • Post all executed contracts on internal company website • Prepare AIA documents as requested by pursuit teams, field offices, and insurance team (statements qualifications, change orders, certificates of substantial completion, payment and performance bonds, etc.) • Set up and administer job folders from pursuit to completion • Request proof of funding from Owners • Insurance/Surety • Payment and performance bonds - request from insurance team as required by contract or pursuit documents • Annual and project insurance renewals - save to job file and COI folder, and facilitate corporate certificate of insurance management • Experience Modifier Rate - request from insurance team as required by pursuit documents • Consent of surety/retainage release - request from BAIC as needed from field office • Broker, Insurance, and Surety invoices - facilitate and process invoices for payment request cost code from PM/FOM • Surety status reports - send to Project Manager to update and return to surety • Annual permit letters, Bonds, and Certificates of Insurance. RFQ/RFP/Pre-qualification • Perform initial review of requests for qualifications and proposals • Create electronic and hard copy folders for pursuit • Extract documents and forms necessary for review • Collect contract comments and other pursuit task items from legal and insurance teams • Request contract information, Go-no-go, and risk forms from appropriate parties - review, distribute, and file same • Add new pursuit information to Contract Status report and update.Risk Management - Commercial Banking Business Management - Executive Director JPMorgan Chase & CoRisk Management - Commercial Banking Business Management - Executive DirectorDallas, TXOur history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.Risk Management Systems Manager UNIVERSITY OF NORTH TEXAS SYSTEMRisk Management Systems ManagerDenton, TXThe position is responsible for collecting and maintaining relevant data and information, data analysis and identification of trends to area directors with decision making and managing their operations, tracking internal and external audit findings, assisting with project coordination and producing reports for various audiences. Provides analytical support to Director, Insurance and Claims in the areas of internal premium allocations; annual validation and updates of insurance exposure information and claim trend analysis.Risk Management - Wealth Management Credit Forecasting - Vice President JPMorgan Chase & CoRisk Management - Wealth Management Credit Forecasting - Vice PresidentPlano, TXAs a Wealth Management Credit Forecasting Vice President, within Consumer & Community Banking (CCB) Risk, you will be responsible for managing a team of two Associates, owning the quarterly allowance process, leading analyses to assess the performance of our product portfolio and collaborating with a number of stakeholders in risk, finance, legal and the business. We estimate future credit losses for the consumers and small businesses across our Auto, Business Banking, Credit Card, Home Lending, Wealth Management and International Consumer Bank (ICB) portfolios.AVP, Risk Management Systems Business Analyst Synchrony FinancialAVP, Risk Management Systems Business AnalystDallas, TXQualifications/Requirements: Bachelor's degree in a relevant field such as Business Management, Information Technology, or Finance; OR in lieu of Bachelor's degree, 7+ years' experience in software development and/or life-cycle management including, Design, QA, UAT, and, Project Management. 4+ years of experience with operational risk management techniques including, development of process flows, identification and assessment of risks and controls, testing and monitoring procedures, and, development of related metrics.Director of IT Risk Management - Financial Services Macpower Digital Assets Edge Private LimitedDirector of IT Risk Management - Financial ServicesCoppell, TX$70–$75 / hourJob Summary: The Principal Embedded Risk Manager (ERM) specializes in serving as a central point of contact and liaison aligned with IT that drives completion of, and adherence to, risk and control commitments, obligations, and requirements for their aligned departments; and is responsible for assisting stakeholders with the identification and timely remediation of risk. Protect stakeholders by identifying control adherence/design effectiveness gaps as first line of defense Conduct proactive Continuous Improvement Questionnaire meetings to identify MSIs, policy deviations and risk acceptances to mitigate future control function findings.Senior Coordinator - Insurance Risk Management ISN Software CorpSenior Coordinator - Insurance Risk ManagementDallas, TXJob Summary: The Senior Coordinator will primarily coordinate insurance program reviews, manage client accounts, present to prospective ISN clients, handle process and system improvement initiatives, provide technical insurance and risk support and assistance to clients, run various types of analysis and participate in insurance conformance projects and activities. Onsite Requirements: Employees must be within a commutable distance to the office and be willing to come into the office for required trainings, events, team activities, and meetings.Principal, Private Credit Risk Management USAAPrincipal, Private Credit Risk ManagementPlano, TX$189,370–$361,950 / yearThis involves analyzing covenant structures, assessing the effectiveness of monitoring processes, identifying potential covenant breaches, and evaluating proposed remediation plans to ensure adherence to agreed-upon terms and protect the institution's assets and investor capital. Market Expertise: Maintain expert knowledge of financial markets, emerging risks, and complex asset classes relevant to private credit, including asset-backed securities, direct lending, and private infrastructure debt.Administrator OCIP/ROCIP (Owner Controlled Insurance Program/Rolling Owner Controlled Insurance Program) (Office of Risk Management [ORM] Dept., Non-Civil Service) Dallas City CouncilAdministrator OCIP/ROCIP (Owner Controlled Insurance Program/Rolling Owner Controlled Insurance Program) (Office of Risk Management [ORM] Dept., Non-Civil Service)TX$103,542.40–$129,417.60 / yearFive (5) years' experience in an administrative capacity reviewing and evaluating safety programs, the management or coordination of an OCIP/ROCIP programs, conducting worksite safety evaluations for loss prevention, performing risk management analysis, claims oversight and review, contract oversight and the management of vendors, brokers, and administrative services. Minimum Qualification Notation: All qualifying information outlined in the minimum qualifications section: including education, experiences, and licenses/certifications MUST be included in the respective sections of the application (not simply the attachments-for example: resumes or cover letters) to be considered for this position.Corporate Planning & Management, Third Party Risk Management, Associate, Dallas The Goldman Sachs Group IncCorporate Planning & Management, Third Party Risk Management, Associate, DallasDallas, TXThe function aims to equip our clients & escalation points with current risk landscape insights, foresight of emerging risks. (TORA) team, supporting the execution of an integrated global assurance framework that tests, reports and drives effective.Sr Manager, Risk Management Claims (Fort Worth, TX, US) American Airlines MexicoSr Manager, Risk Management Claims (Fort Worth, TX, US)Fort Worth, TXOur 20+ Employee Business Resource Groups are focused on connecting our team members to our customers, suppliers, communities and shareholders, helping team members reach their full potential and creating an inclusive work environment to meet and exceed the needs of our diverse world. Key responsibilities include leading claim teams, minimizing litigation costs, setting reserves, guiding outside counsel, investigating liability cases, and negotiating settlements.Vendor Management, Third Party Risk Manager The Charles Schwab CorpVendor Management, Third Party Risk ManagerTXCorporate Vendor Management at Charles Schwab & Co. is responsible for implementing a firm-wide, end-to-end vendor management process to maximize vendor performance and value. Corporate Vendor Management is responsible for the sourcing, onboarding, risk assessment, monitoring and offboarding of third parties; and assists Schwab in meeting regulatory and compliance requirements.Risk Management - Portfolio Management - Credit Officer Director JPMorgan Chase & CoRisk Management - Portfolio Management - Credit Officer DirectorPlano, TXRespond to a regular stream of ad hoc inquiries and requests from senior leadership and business leaders regarding portfolio performance, market/industry trends, and potential or emerging risks, delivering timely, accurate, decision-useful analysis. As a Portfolio Risk Intelligence Manager Executive Director within the 2nd Line of Defense (2LOD) Credit Risk organization, you are accountable for delivering portfolio and data-driven insights to support effective risk oversight of CTL's ~$100B portfolio.Senior Manager, Retail Supervision and Risk Management The Charles Schwab CorpSenior Manager, Retail Supervision and Risk ManagementTXRetail Supervision and Risk Management (RSRM) is an independent group responsible for providing supervisory support through direct supervision, escalation, oversight, analysis, and supervisory risk assessments, to Schwab's Investor Services (retail) group. This role requires a curious, analytical, and highly investigative mindset to evaluate complex scenarios and determine whether individuals may be acting as investment advisors within a platform designed for self-directed investors.12345678910Resume ResourcesFree Resume TemplatesFree Resume BuilderSimilar Job SearchesRisk and Compliance Jobs in Frisco, TXFinancial Services Jobs in Frisco, TXFinancial Planning Jobs in Frisco, TXRisk Management Jobs in Addison, TXRisk Management Jobs in Richardson, TXRisk Management Jobs in McKinney, TXRemote Finance JobsEntry Level Finance Jobs
Manager, Technology Product Management American AirlinesManager, Technology Product ManagementFort Worth, TXOur 20+ Team Member Resource Groups are focused on connecting our team members to our customers, suppliers, communities and shareholders, helping team members reach their full potential and creating an inclusive work environment to meet and exceed the needs of our diverse world. This team partners with AAdvantage, Partner and Cobrand business groups and our IT organization to value, prioritize, define, and deliver technical capabilities that help achieve desired business outcomes and optimize user experiences.
Technical Project Manager TeleWorld SolutionsTechnical Project ManagerPlano, TXFull timeWith the experience of hundreds of thousands of successful implementations, including macro, DAS, Small Cells, and Wi-Fi, the world’s leading network operators and OEMs trust our knowledge and experience to plan, perform, troubleshoot, and implement an array of technologies and solutions. TeleWorld Solutions is a strategic wireless engineering and consulting firm offering network operators, OEMs and tower companies turnkey design, optimization, network dimensioning and deployment services.
NewSenior Project Manager Vaco LLCSenior Project ManagerDallas, TX$135,000–$150,000Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual’s skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.
NewGRC Director (468956) Vaco LLCGRC Director (468956)Dallas, TX$180,000–$180,000Enterprise Risk Management – Manages the BT Risk Management Program (Risk Identification / Inherent and Residual Risk Assessment / Control Evaluation / Mitigation Planning / Executive Reporting) | Maintains and Regularly Updates the Centralized Risk Register for Leadership Visibility and Board-Level Reporting. Audit Leadership – Leads / Supports Internal / External Audits (Readiness Assessments / Control Walkthroughs / Evidence Compilation / Remediation Tracking) | Serves as Primary PoC for Third-Party Auditors / Assessors / Regulatory Examiners.
NewDirector of IT Vaco LLCDirector of ITPlano, TX$160,000–$190,000Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual’s skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.
NewLife Actuary Senior USAALife Actuary SeniorPlano, TXRemote$143,320–$273,930 / yearCoordinates, prepares, and performs actuarial analyses required to develop new products, project future results, reprice existing products, and/or determine financial strength, while also mentoring junior members of the team in these key disciplines. Tests impact of assumptions by identifying sources of gain and loss, the appropriate premiums, interest margins, reserves, and cash values for profitability and viability of new and existing products.
NewProject Manager Sparks GroupProject ManagerDallas, TXExperience managing multiple concurrent projects, executive stakeholders, project plans, status reporting, risk management, and collaboration tools such as Jira, Smartsheet, Microsoft Project, Asana, Teams, or SharePoint. Preferred exposure to cybersecurity, risk advisory, AI governance, compliance frameworks (NIST, ISO 27001, SOC 2, HIPAA), and certifications such as PMP, CAPM, CSM, PMI-ACP, or Security+.
NewManager, Retirement Income – Life Company USAAManager, Retirement Income – Life CompanyPlano, TXRemote$90,310–$162,550 / yearMaintains current knowledge of the competitive landscape, financial services industry trends, changes in technology, regulations, and/or other industry events that may impact operational functions and processes and effectively communicates this knowledge to their direct reports and peers within Health, Life or Retirement Income. USAA is seeking a talented Manager, Retirement Income, to lead a team of specialized, licensed professionals dedicated to knowing our members, understanding their Health, Life or Retirement income needs, and providing appropriate solutions to facilitate their financial security.
NewTravel Nurse RN - Nurse Manager in Sunnyvale, TX TravelNurseSourceTravel Nurse RN - Nurse Manager in Sunnyvale, TXSunnyvale, TXJob Overview We are seeking an experienced Clinical Risk & Quality Improvement Director (RN) to lead hospital-wide quality improvement, patient safety, risk management, and regulatory compliance initiatives within an acute care hospital setting. This leadership role is responsible for overseeing quality performance programs, patient safety reporting, accreditation readiness, risk assessment activities, and clinical outcome improvement efforts.
Frame Project Manager (Construction - Dallas, TX Ceco Concrete Construction, LLCFrame Project Manager (Construction - Dallas, TXDallas, TXThe Frame Project Manager leads the planning, execution, and oversight of concrete frame projects, including managing schedules, budgets, and safety for successful project delivery. Most importantly, our people count on and believe in one another and know our success depends on our frontline workers building great projects that reflect our values and vision.
NewCommercial Real Estate Portfolio Manager I - PRO CRE First Horizon BankCommercial Real Estate Portfolio Manager I - PRO CREDallas, TXHeadquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. Work with the Client Specialist to ensure systems of record are accurate for the loan portfolio; ensure management information is reported timely and accurately; obtain satisfactory loan reviews and ensure regular reviews of borrowers and real estate projects are performed.
Project Manager - Dallas, TX Ceco Concrete Construction, LLCProject Manager - Dallas, TXDallas, TXThe Project Manager leads the execution and oversight of concrete frame and formwork projects and ensures productivity, quality, cost control, and safety. Most importantly, our people count on and believe in one another and know our success depends on our frontline workers building great projects that reflect our values and vision.
NewProgram Manager Pinnacle Technical ResourcesProgram ManagerFort Worth, Texas$65–$70 / hourContractorThe specific compensation for this position will be determined by several factors, including the scope, complexity, and location of the role, as well as the cost of labor in the market; the skills, education, training, credentials, and experience of the candidate; and other conditions of employment. We are seeking a highly skilled Program Manager to lead and manage large-scale IT programs and enterprise project management initiatives.
NewSafety Manager HITT ContractingSafety ManagerDallas, TXp style="text-align:left">Every day, our team members do amazing things in pursuit of our shared purpose to build trust with our clients, partners, subcontractors, and teammates. This individual regularly assesses the safety needs of their assigned business units or projects and utilizes their assigned resources to meet those needs.
NewProject Manager - Substation (On Site Position) New River Electrical CorporationProject Manager - Substation (On Site Position)Southlake, TXResponsible for all project planning documents including but not limited to scope management plan, schedule management plan, cost management plan, quality management plan, resource management plan, communications management plan, risk management plan, procurement management plan, change management plan, scope baseline, schedule baseline, cost baseline, and the performance measurement baseline. Further, the Project Manager III is responsible for conducting business development activities, preparing estimates and bids, project schedule management, overall planning and management of field operations, procurement/purchasing, scope definition and change management, implementing and monitoring effective safety plans, and accurately managing financials including P&L for assigned projects.
NewManager, Health Solutions (Medicare) – Life Company USAAManager, Health Solutions (Medicare) – Life CompanyPlano, TX$85,040–$162,550 / yearMaintains current knowledge of the competitive landscape, financial services industry trends, changes in technology, regulations, and/or other industry events that may impact operational functions and processes and effectively communicates this knowledge to their direct reports and peers within Health, Life or Retirement Income. USAA is seeking a talented Manager, Health Solutions, to lead a team of specialized, licensed professionals dedicated to knowing our members, understanding their Health needs, and providing appropriate solutions to facilitate their financial security.
NewConstruction Project Manager - Healthcare Michael Page USAConstruction Project Manager - HealthcareCarrollton, TX$98,600–$148,600 / yearFull timep>A successful Construction Project Manager - Healthcare should have: Bachelor's degree in Construction Management, Construction Science, Civil Engineering, or related field preferred. Excellent communication and interpersonal skills, with the ability to influence decision-making and build lasting relationships with clients, subcontractors, and internal teams.
Insurance Underwriter Diedre Moire Corp.Insurance UnderwriterDallas, TX$100,000–$300,000 / yearFull timeCONSIDERED EXPERIENCE INCLUDES: Cyber Technology Risks Insurance Underwriter Specialty Program Excess Surplus Commercial Lines Program Underwriter #DiedreMoire #JobSearch #JobHunt #JobOpening #Hiring #Job #Jobs #Careers #Employment #jobposting #InsuranceJobs #UnderwriterJobs. Insurance Underwriter Specialty Program Excess Surplus Commercial Lines Program Underwriter Gas Stations Auto Repair Shops Garages_ .
Model Governance Manager BC ForwardModel Governance ManagerPlano, TX$58–$58.35 / hourThe ideal candidate will have strong experience in technology governance, risk and controls, and program management and a proven ability to drive regulatory deliverables, manage cross-functional routines, and translate technical content into executive-ready communications. With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.
Registered Nurse (RN) - Neurosurgery - Grapevine Advocate AuroraRegistered Nurse (RN) - Neurosurgery - GrapevineFort Worth, TXMust demonstrate knowledge of the principles of growth and development over the life span and possess the ability to assess data reflective of the patient's status and interpret the appropriate information needed to identify each patient's requirements relative to his/her age-specific needs, and to provide the care needed as described in the department's policies and procedures. Advocate Health offers a comprehensive suite of Total Rewards: benefits and well-being programs, competitive compensation, generous retirement offerings, programs that invest in your career development and so much more - so you can live fully at and away from work, including: Compensation .
Risk Management Program Manager, Compliance, Safety and Risk Management Google LLCRisk Management Program Manager, Compliance, Safety and Risk ManagementAddison, TXAs a Program Manager at Google, youll lead complex, multi-disciplinary projects from start to finish working with stakeholders to plan requirements, manage project schedules, identify risks, and communicate clearly with cross-functional partners across the company. 5 years of experience working to support technical teams in data center infrastructure components (e.g., power, cooling, networking, servers, storage), operations, and security best practices.
Manager Corporate Risk Management Methodist Health SystemManager Corporate Risk ManagementDallas, TXp>• Investigates and evaluates complex medical professional liability, general liability, auto, property, and other liability claims while keeping the department leader apprised • Interviews medical providers, staff, witnesses, and other parties to obtain information used to assess liability exposure • Participates in enterprise-wide organizational committees including RCAs, performance improvement, policy development and others • Ensures staff secure records required for investigation in anticipation of litigation • Evaluates cases for appropriate disposition and seeks authority for settlement from department leaders • Determines negotiation strategy and negotiates settlements with authority level in coordination with department leaders • Monitors external stakeholder performance, i.e. defense counsel, insurance coordinators, agent/brokers and reports performance issues to department leaders • Assists in developing responses to written discovery, including interrogatories, notices to produce, and requests for admission with the guidance of department leaders • Coordinates responses to various subpoenas involving the medical center and/or its employees • Coordinates with external stakeholders, i.e. Prosecutors Office, law enforcement agencies etc. requests for staff interviews and/or testimony • Assists in identifying appropriate personnel for production for deposition testimony and provides support and guidance to employees during the process • Assists in responding to patient medical/billing record production requests in pending litigation and/or professional Board matters • Monitors trials and attends pre-trial proceedings, mediations, and arbitrations, as necessary • Conducts post-settlement debriefing with department leaders and prepares after action report to the Clinical Effectiveness & Patient Safety department leader • Manages physician-resident and nursing education program for the enterprise • Submits new losses to external stakeholders including insurance carriers • Analyzes and evaluates general liability events to determine organizational exposure • Leads and maintains litigation files and litigation tracking reports/dashboard using claims management application • Assists in problem-solving discussions with administrators, physicians, managers and clinical risk managers throughout the enterprise.
Corporate & Investment Bank Risk - Credit Risk Management - Asset Managers & Funds-Vice President JPMorgan Chase & CoCorporate & Investment Bank Risk - Credit Risk Management - Asset Managers & Funds-Vice PresidentPlano, TXli>Serve as principal contact for and partner with colleagues from Sales & Trading, Prime Brokerage, Investor Client Management, Treasury & Security Services, Legal, IB Coverage, Syndicated & Leveraged Finance, Debt Capital Markets, and Ratings Advisory. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
Group Manager, Risk Management/ Risk Customer Contact Operations Intuit IncGroup Manager, Risk Management/ Risk Customer Contact OperationsFrisco, TXThe core mission is two-fold: to lead a large organization in making high-stakes financial risk mitigation decisions (compliance, fraud, financial risks) and to define and embed a culture of data-driven quality and coaching excellence across frontline inbound customer contact teams. Drive Operational Effectiveness & KPIs: Drive operational effectiveness and KPI achievement (e.g., quality, handle time, service level commitments) through goal definition, continuous process optimization, and corrective action plans that focus on root cause elimination.
VP, Risk Management - Property & Casualty (P&C) Risk USAAVP, Risk Management - Property & Casualty (P&C) RiskPlano, TX$257,250–$463,050 / yearOversee and guide an independent Risk Management function in establishing and monitoring compliance with risk limits, identifying and aggregating the firm's risks, assessing the firm's risk positions relative to the parameters of the firm's risk tolerance, and providing key risk information to senior management and the board of directors. The VP, Risk Management - Property & Casualty (P&C) will report directly to the SVP, Chief Risk Officer - P&C and will be responsible for recognizing and reporting strategic and aggregate risks across the P&C business while advancing the Risk Management function for aggregation, quantification, and qualification of risks.
Sr Manager, Co-Brand Risk Management (Fort Worth, TX, US) American Airlines MexicoSr Manager, Co-Brand Risk Management (Fort Worth, TX, US)Fort Worth, TXOur 20+ Employee Business Resource Groups are focused on connecting our team members to our customers, suppliers, communities and shareholders, helping team members reach their full potential and creating an inclusive work environment to meet and exceed the needs of our diverse world. The leader in this role partners closely with senior executives and external partners (e.g., Citigroup, Mastercard) to shape program direction, drive analytical insights, and influence major strategic decisions.
Senior Manager, Risk Advisor, Technology and Data Risk Management Capital One Financial CorpSenior Manager, Risk Advisor, Technology and Data Risk ManagementPlano, TX$200,700–$229,100 / yearThis includes leading independent risk analysis workshops, applying quantitative and qualitative risk assessment methodologies, understanding the stack of controls, identifying new approaches to reducing risk, systematically reviewing, analyzing, aggregating and comparing outputs of different assessments, and influencing 1st Line to drive definition and prioritization of high leverage risk reduction initiatives. This position - Senior Manager, Cyber Risk and Analysis - will play a key role in shaping the second line's independent point of view on cybersecurity, reliability, and tech risk with a focus on emerging technologies and risks, and analyzing the outcomes of the first line's analysis to enable robust challenge across assessments.
Contracts Administrator/Paralegal (Risk Management - North Texas) - Austin Commercial Austin Industries IncContracts Administrator/Paralegal (Risk Management - North Texas) - Austin CommercialDallas, TXp>Specific Responsibilities: • Prime Contract • Serve as the primary administrator over the Agiloft contract management platform, including cataloguing project and key contract terms • Prepare prime contract folders for files • Compare contract documents • Save all original executed contract and amendments in prime contract file • Post all executed contracts on internal company website • Prepare AIA documents as requested by pursuit teams, field offices, and insurance team (statements qualifications, change orders, certificates of substantial completion, payment and performance bonds, etc.) • Set up and administer job folders from pursuit to completion • Request proof of funding from Owners • Insurance/Surety • Payment and performance bonds - request from insurance team as required by contract or pursuit documents • Annual and project insurance renewals - save to job file and COI folder, and facilitate corporate certificate of insurance management • Experience Modifier Rate - request from insurance team as required by pursuit documents • Consent of surety/retainage release - request from BAIC as needed from field office • Broker, Insurance, and Surety invoices - facilitate and process invoices for payment request cost code from PM/FOM • Surety status reports - send to Project Manager to update and return to surety • Annual permit letters, Bonds, and Certificates of Insurance. RFQ/RFP/Pre-qualification • Perform initial review of requests for qualifications and proposals • Create electronic and hard copy folders for pursuit • Extract documents and forms necessary for review • Collect contract comments and other pursuit task items from legal and insurance teams • Request contract information, Go-no-go, and risk forms from appropriate parties - review, distribute, and file same • Add new pursuit information to Contract Status report and update.
Risk Management - Commercial Banking Business Management - Executive Director JPMorgan Chase & CoRisk Management - Commercial Banking Business Management - Executive DirectorDallas, TXOur history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.
Risk Management Systems Manager UNIVERSITY OF NORTH TEXAS SYSTEMRisk Management Systems ManagerDenton, TXThe position is responsible for collecting and maintaining relevant data and information, data analysis and identification of trends to area directors with decision making and managing their operations, tracking internal and external audit findings, assisting with project coordination and producing reports for various audiences. Provides analytical support to Director, Insurance and Claims in the areas of internal premium allocations; annual validation and updates of insurance exposure information and claim trend analysis.
Risk Management - Wealth Management Credit Forecasting - Vice President JPMorgan Chase & CoRisk Management - Wealth Management Credit Forecasting - Vice PresidentPlano, TXAs a Wealth Management Credit Forecasting Vice President, within Consumer & Community Banking (CCB) Risk, you will be responsible for managing a team of two Associates, owning the quarterly allowance process, leading analyses to assess the performance of our product portfolio and collaborating with a number of stakeholders in risk, finance, legal and the business. We estimate future credit losses for the consumers and small businesses across our Auto, Business Banking, Credit Card, Home Lending, Wealth Management and International Consumer Bank (ICB) portfolios.
AVP, Risk Management Systems Business Analyst Synchrony FinancialAVP, Risk Management Systems Business AnalystDallas, TXQualifications/Requirements: Bachelor's degree in a relevant field such as Business Management, Information Technology, or Finance; OR in lieu of Bachelor's degree, 7+ years' experience in software development and/or life-cycle management including, Design, QA, UAT, and, Project Management. 4+ years of experience with operational risk management techniques including, development of process flows, identification and assessment of risks and controls, testing and monitoring procedures, and, development of related metrics.
Director of IT Risk Management - Financial Services Macpower Digital Assets Edge Private LimitedDirector of IT Risk Management - Financial ServicesCoppell, TX$70–$75 / hourJob Summary: The Principal Embedded Risk Manager (ERM) specializes in serving as a central point of contact and liaison aligned with IT that drives completion of, and adherence to, risk and control commitments, obligations, and requirements for their aligned departments; and is responsible for assisting stakeholders with the identification and timely remediation of risk. Protect stakeholders by identifying control adherence/design effectiveness gaps as first line of defense Conduct proactive Continuous Improvement Questionnaire meetings to identify MSIs, policy deviations and risk acceptances to mitigate future control function findings.
Senior Coordinator - Insurance Risk Management ISN Software CorpSenior Coordinator - Insurance Risk ManagementDallas, TXJob Summary: The Senior Coordinator will primarily coordinate insurance program reviews, manage client accounts, present to prospective ISN clients, handle process and system improvement initiatives, provide technical insurance and risk support and assistance to clients, run various types of analysis and participate in insurance conformance projects and activities. Onsite Requirements: Employees must be within a commutable distance to the office and be willing to come into the office for required trainings, events, team activities, and meetings.
Principal, Private Credit Risk Management USAAPrincipal, Private Credit Risk ManagementPlano, TX$189,370–$361,950 / yearThis involves analyzing covenant structures, assessing the effectiveness of monitoring processes, identifying potential covenant breaches, and evaluating proposed remediation plans to ensure adherence to agreed-upon terms and protect the institution's assets and investor capital. Market Expertise: Maintain expert knowledge of financial markets, emerging risks, and complex asset classes relevant to private credit, including asset-backed securities, direct lending, and private infrastructure debt.
Administrator OCIP/ROCIP (Owner Controlled Insurance Program/Rolling Owner Controlled Insurance Program) (Office of Risk Management [ORM] Dept., Non-Civil Service) Dallas City CouncilAdministrator OCIP/ROCIP (Owner Controlled Insurance Program/Rolling Owner Controlled Insurance Program) (Office of Risk Management [ORM] Dept., Non-Civil Service)TX$103,542.40–$129,417.60 / yearFive (5) years' experience in an administrative capacity reviewing and evaluating safety programs, the management or coordination of an OCIP/ROCIP programs, conducting worksite safety evaluations for loss prevention, performing risk management analysis, claims oversight and review, contract oversight and the management of vendors, brokers, and administrative services. Minimum Qualification Notation: All qualifying information outlined in the minimum qualifications section: including education, experiences, and licenses/certifications MUST be included in the respective sections of the application (not simply the attachments-for example: resumes or cover letters) to be considered for this position.
Corporate Planning & Management, Third Party Risk Management, Associate, Dallas The Goldman Sachs Group IncCorporate Planning & Management, Third Party Risk Management, Associate, DallasDallas, TXThe function aims to equip our clients & escalation points with current risk landscape insights, foresight of emerging risks. (TORA) team, supporting the execution of an integrated global assurance framework that tests, reports and drives effective.
Sr Manager, Risk Management Claims (Fort Worth, TX, US) American Airlines MexicoSr Manager, Risk Management Claims (Fort Worth, TX, US)Fort Worth, TXOur 20+ Employee Business Resource Groups are focused on connecting our team members to our customers, suppliers, communities and shareholders, helping team members reach their full potential and creating an inclusive work environment to meet and exceed the needs of our diverse world. Key responsibilities include leading claim teams, minimizing litigation costs, setting reserves, guiding outside counsel, investigating liability cases, and negotiating settlements.
Vendor Management, Third Party Risk Manager The Charles Schwab CorpVendor Management, Third Party Risk ManagerTXCorporate Vendor Management at Charles Schwab & Co. is responsible for implementing a firm-wide, end-to-end vendor management process to maximize vendor performance and value. Corporate Vendor Management is responsible for the sourcing, onboarding, risk assessment, monitoring and offboarding of third parties; and assists Schwab in meeting regulatory and compliance requirements.
Risk Management - Portfolio Management - Credit Officer Director JPMorgan Chase & CoRisk Management - Portfolio Management - Credit Officer DirectorPlano, TXRespond to a regular stream of ad hoc inquiries and requests from senior leadership and business leaders regarding portfolio performance, market/industry trends, and potential or emerging risks, delivering timely, accurate, decision-useful analysis. As a Portfolio Risk Intelligence Manager Executive Director within the 2nd Line of Defense (2LOD) Credit Risk organization, you are accountable for delivering portfolio and data-driven insights to support effective risk oversight of CTL's ~$100B portfolio.
Senior Manager, Retail Supervision and Risk Management The Charles Schwab CorpSenior Manager, Retail Supervision and Risk ManagementTXRetail Supervision and Risk Management (RSRM) is an independent group responsible for providing supervisory support through direct supervision, escalation, oversight, analysis, and supervisory risk assessments, to Schwab's Investor Services (retail) group. This role requires a curious, analytical, and highly investigative mindset to evaluate complex scenarios and determine whether individuals may be acting as investment advisors within a platform designed for self-directed investors.