Tax, Compliance and Treasury Manager Arrivia IncTax, Compliance and Treasury ManagerScottsdale, AZTax strategy and planning: Develop and implement tax strategies aligned with business goals, and spot planning opportunities across corporate income tax, VAT/GST, withholding tax, and transfer pricing while staying fully compliant. Tax filing and audits: Ensure accurate, on-time preparation and filing of direct and indirect tax returns, and lead tax audits, assessments, and correspondence with tax authorities.
NewCompliance and Treasury Manager Arrivia IncCompliance and Treasury ManagerScottsdale, AZTax filings and coordination: Manage direct and indirect tax filings, including multi-state and sales/use tax, and coordinate with external tax advisors on returns, notices, and audits. Whether you are closing the books, forecasting cash, anchoring an audit, or filing in a new state, you will see the whole financial picture rather than one slice of it - and your work will reach across finance, legal, and senior leadership.
Retirement Compliance Administrator, Senior Alerus Financial Corp.Retirement Compliance Administrator, SeniorAZ$70,000–$80,000 / yearWHAT YOU'LL BE DOING: In this queued work environment, you will play a crucial role in supporting the client-facing team by delivering prompt, accurate, and thorough communication related to higher complexity retirement plan administration and compliance. While this role is generally non-client facing, senior compliance administrators may occasionally engage with clients via email or meetings when needed.
Retirement Compliance Audit Specialist Alerus Financial Corp.Retirement Compliance Audit SpecialistAZ$55,000–$70,000 / yearWHAT YOU'LL BE DOING: Maintain and update centralized tracking tools for PPP/audit compliance responsibilities, including deadlines, deliverables, and supporting documentation. ABOUT THE ROLE: As a Compliance Audit Specialist, you will play a critical role in supporting Alerus' responsibilities as a Pooled Plan Provider for Pooled Employer Plans and beyond.
Director, Core Banking & Automation OneAZ Credit UnionDirector, Core Banking & AutomationPhoenix, ArizonaThis role serves as the technology leader and enterprise subject matter expert for Fiserv DNA and the broader Fiserv suite of applications, providing strategic direction, operational oversight, vendor management, release coordination, roadmap planning, and support for enterprise-wide core banking initiatives. Provides leadership and oversight for database administration, including Oracle and SQL database performance, availability, backup and recovery, disaster recovery readiness, capacity planning, security controls, and database support for core banking and related enterprise applications.
Manager, Retirement Compliance Administration Alerus Financial Corp.Manager, Retirement Compliance AdministrationAZ$95,000–$105,000 / yearActively engage in the success of Alerus Retirement and Benefits (ARB) and Alerus, promoting and supporting new and ongoing initiatives with positive active team involvement resulting in a successful outcome. In this role, you will foster a cohesive, high-performing team by directing daily workflow, promoting clear and effective communication, and demonstrating sound judgment and leadership.
Compliance Program Analyst Intern Desert Financial Credit UnionCompliance Program Analyst InternPhoenix, AZCurrently pursuing a Bachelors or Masters degree in Business, Finance, Accounting, Economics, Risk Management, Data Analytics, Information Systems, Legal Studies, or a related field at Arizona State University or Northern Arizona University required. This role will work in a fast-paced environment and will finish the internship experience having gained broad experience in various aspects of Compliance and AI while making an impact within the organization.
Compliance Auditor WorkwayCompliance AuditorPhoenix, AZIt represents financial institutions, investors, title insurers, housing authorities, and select businesses in matters related to loan servicing, mortgage banking, consumer finance, title insurance, real estate finance, and mortgage loan enforcement. Efficiently prepare audit packages, handle time-sensitive alerts, distribute tracking updates, and maintain oversight of annual staff training records.
Compliance Program Intern ExcitingCompliance Program InternPhoenix, ArizonaCurrently pursuing a Bachelor's or Master's degree in Business, Finance, Accounting, Economics, Risk Management, Data Analytics, Information Systems, Legal Studies, or a related field at Arizona State University or Northern Arizona University required. This role will work in a fast-paced environment and will finish the internship experience having gained broad experience in various aspects of Compliance and AI while making an impact within the organization.
Compliance Risk Manager - Client Service Center U.S. BancorpCompliance Risk Manager - Client Service CenterTempe, AZ$119,765–$140,900 / yearIn addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to, depending on their function, create, implement, maintain, review or oversee an effective risk management framework.
Compliance Risk Manager - Client Service Center US BankCompliance Risk Manager - Client Service CenterTempe, AZ$119,765–$140,900 / yearIn addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to, depending on their function, create, implement, maintain, review or oversee an effective risk management framework.
County Compliance Examiner Arizona Department of AdministrationCounty Compliance ExaminerPhoenix, ArizonaKey Responsibilities: Gains an understanding of the fiduciary roles and responsibilities of a county treasurer’s office, which operates similar to a financial or banking institution for local governments, by managing and investing public funds under state law. Examines the county treasurer office’s internal control framework which includes: the control environment, risk assessment, internal control activities, information and communication, and monitoring within a county treasurer’s office.
NewCommercial Loan Portfolio Manager - Native American Banking And Gaming Columbia Banking System, Inc.Commercial Loan Portfolio Manager - Native American Banking And GamingScottsdale, AZ$103,000–$185,000 / yearPartner with the Native American Banking Relationship Managers as the point of a contact for the client; acting as a liaison to the Credit Department, the Commercial support staff and other internal business partners. Attends meetings with customers; expands existing relationships by assessing customer needs and proactively promotes and cross markets bank products and services, and keeps client informed of special promotions.
NewCommercial Loan Portfolio Manager - Native American Banking and Gaming Columbia Banking System IncCommercial Loan Portfolio Manager - Native American Banking and GamingScottsdale, AZ$103,000–$185,000 / yearPartner with the Native American Banking Relationship Managers as the point of a contact for the client; acting as a liaison to the Credit Department, the Commercial support staff and other internal business partners. Attends meetings with customers; expands existing relationships by assessing customer needs and proactively promotes and cross markets bank products and services, and keeps client informed of special promotions.
Compliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight and Testing U.S. BancorpCompliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight and TestingTempe, AZ$105,400–$124,000 / yearKey roles and responsibilities include: (i) partnering with WCIB Business Units (BUs) and other Risk, Compliance, and Audit Professionals to help create, implement, maintain, review, and oversee an effective risk management framework, (ii) completing projects and/or activities that confirm compliance with fiduciary/trust requirements and applicable federal, state and local laws and regulations, (iii) identifying control and process weaknesses through testing activities, (iv) partnering with BUs and Risk Management groups to recommend and influence solutions to mitigate compliance risks, and (v) effectively communicating testing results to the Manager, including well written draft reports, and for responding to and/or escalating significant risks as appropriate. Experience supporting or overseeing fiduciary and investment-related businesses, including Personal Trust, Institutional Trust, Corporate Trust, Asset Management, Registered Investment Adviser (RIA), or Fund Services activities.
Compliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight And Testing US BankCompliance Quality Assurance Lead Testing Analyst - Fiduciary Oversight And TestingTempe, AZ$105,400–$124,000 / yearKey roles and responsibilities include: (i) partnering with WCIB Business Units (BUs) and other Risk, Compliance, and Audit Professionals to help create, implement, maintain, review, and oversee an effective risk management framework, (ii) completing projects and/or activities that confirm compliance with fiduciary/trust requirements and applicable federal, state and local laws and regulations, (iii) identifying control and process weaknesses through testing activities, (iv) partnering with BUs and Risk Management groups to recommend and influence solutions to mitigate compliance risks, and (v) effectively communicating testing results to the Manager, including well written draft reports, and for responding to and/or escalating significant risks as appropriate. Experience supporting or overseeing fiduciary and investment-related businesses, including Personal Trust, Institutional Trust, Corporate Trust, Asset Management, Registered Investment Adviser (RIA), or Fund Services activities.
Senior Manager-Compliance American Express CoSenior Manager-CompliancePhoenix, AZPosition Summary: American Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Regulatory Advisor to support the business in managing compliance risk for consumer card products and Product processes. From delivering differentiated products to providing world-class customer service, we operate with a strong risk mindset, ensuring we continue to uphold our brand promise of trust, security, and service.
Business Banking Relationship Manager BMO (Bank of Montreal)Business Banking Relationship ManagerScottsdale, AZ$51,800–$95,900 / yearBuilds change management plans of varying scope and type; leads or participates in a variety of change management activities including readiness assessments, planning, stakeholder management, execution, evaluation, and sustainment of initiatives. Our Business Banking Relationship Manager cultivates, builds, and manages relationships with a portfolio of small business clients to build a pipeline of new business and increase BMO's market share.
NewBSA AML Program Manager Illumia, LLCBSA AML Program ManagerScottsdale, AZTracks regulatory developments (FinCEN, OFAC, federal banking agencies, state regulators) and translates changes into program updates; drives process and procedural change across Operations, Product, Client Success, and Professional Services, and builds BSA/AML training and awareness programs tailored to role-specific risk exposure. Selects, implements, and optimizes the technology stack supporting the BSA/AML program, including transaction monitoring, sanctions/PEP screening, case management, and KYC/identity verification platforms; tunes detection scenarios and alert workflows to reduce false positives while maintaining coverage of risk typologies.
Sr BSA/Product Loan Operation Tata Consultancy Services LtdSr BSA/Product Loan OperationPhoenix, AZ$90,000–$110,000 / yearCandidate should have 8-9 years exp in Financial Services or banking, Loan Operations, regulatory compliance, AI first/forward mindset & practitioner, SQL, PowerBI, ADO backlogs, SDLC, Lucid, excel with macros, should have advance speaking and writing skills and quick learner. Senior BSA/Product analyst for one of the regulatory compliance projects SBLR 1071.