CINCINNATI, Ohio10 days ago
This role may involve one or more compliance responsibilities across various disciplines including privacy, records management, anti-money laundering, annuity and securities suitability/best interest reviews, regulatory change management, fraud and elder abuse, market conduct exams and regulatory filings, complaints and investigations, compliance monitoring and audits, advertising and marketing, social media, product filing, and training. Requires visual acuity to read and interpret a variety of correspondence, procedures, reports and forms via paper and electronic documents, visual inspection involving small defects; small parts, and/or operation of machinery (including inspection); using measurement devices continuously.