Enterprise Financial Risk Capital Risk Sr. Specialist Bank of America CorpEnterprise Financial Risk Capital Risk Sr. SpecialistNew York, NY$84,200–$133,900 / yearResponsibilities:Assists in establishing and overseeing the risk management governance structure for the Line of Business (LOB)Assists in conducting execution of risk framework activities including monitoring and testing of controls and risk management processes for the LOBLiaisons with businesses to understand market trends and impacts on portfolio, using knowledge of stress testing and its applicability to risk categoriesEnsures adherence to the policies and procedures established by the companySupports the management of risk requests, breach remediations and providing risk effective challenges for front line unitsEnterprise Financial Risk (EFR) OverviewEnterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing the Company's capital, liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. Role may require querying databases and/or building risk management dashboardsStrong business-centric mindset with ability to utilize sound business judgment and tailor approach to drive optimal business outcomesSkills:Analytical ThinkingCredit and Risk AssessmentCritical ThinkingPortfolio AnalysisDecision MakingOral CommunicationsPresentation SkillsTechnical DocumentationWritten CommunicationsActive ListeningIssue ManagementLiquidity ManagementMonitoring, Surveillance, and TestingRegulatory ComplianceShift:1st shift (United States of America)Hours Per Week: 40 Learn more about this role Apply × To proceed with your application, you must be at least 18 years of age.
Principal Associate, Process Risk Optimization - Enterprise Services Risk Operations (ESRO) Capital One Financial CorpPrincipal Associate, Process Risk Optimization - Enterprise Services Risk Operations (ESRO)New York, NY$131,300–$149,800 / yearIn this position, you will play a key role in supporting process-based assessments to identify and evaluate risks across various Enterprise Services functional areas, such as enterprise product management, cyber, network connectivity, development, cloud operations, data management, resiliency, and third party functions. Background in the financial services industry, including familiarity with regulatory practices; governance, risk, and compliance; information and network security, AWS cloud; machine learning and artificial intelligence; data management; third party and contingent workforce; incident response.
Risk Manager Betterment Holdings IncRisk ManagerNew York City, NY$140,000–$155,000 / yearThis role sits on our Risk Management team - a small second line-of-defense (2LOD) function responsible for enterprise risk management (ERM) and effective challenge across operational risks such as third-party risk, fraud and identity theft, operational errors, and business continuity. Our Commitment to Your Total Well-being: We offer a competitive suite of benefits, including medical, dental, and vision coverage; life and AD&D insurance; short- and long-term disability; infertility support and WPATH-aligned transgender health benefits; an Employee Assistance Program (EAP); transit benefits and FSA and HSA options.
NewSenior Risk Associate LithicSenior Risk AssociateNY$86,000–$144,000 / yearLithic is deploying agentic tooling across diligence and documentation workflows, and this role owns that build in the assessment domain: testing, tuning, and documenting the tooling so routine collection, review, and drafting are absorbed by automation, while you own the judgment calls, the exceptions, and the written product that goes to partner banks and examiners. Run third party risk operations: vendor intake and tiering, due diligence and certification report review, control effectiveness ratings, the vendor risk register, annual reviews, and vendor issue and incident tracking.
Compliance - Quant Analytics Senior Associate JPMorgan Chase Bank, N.A.Compliance - Quant Analytics Senior AssociateBrooklyn, NYFull timeDevelop and maintain backend services and REST APIs that integrate applications with enterprise data, workflow platforms, dashboards, and approved AI services, including data movement/inventory reporting needs and SQL-driven validation/transformations across multiple systems. Establish and improve DevOps practices, including CI/CD pipelines, automated testing, code review, and monitoring, so solutions move from proof of concept to something the team can run and support in production, with strong operational ownership to monitor platform performance, address gaps, and drive timely remediation.
Private Markets Compliance Officer - Senior Analyst/Associate KKR & Co. Inc.Private Markets Compliance Officer - Senior Analyst/AssociateNew York, NY$115,000–$150,000 / yearMonitoring compliance with regulatory guidance for all aspects of the KKR's private markets investing business, including assisting with transactional due diligence and managing anti-bribery, anti-corruption and anti-money laundering processes for fund transactions, trading (including best execution), investor reporting, and regulatory filings. The successful candidate will support Firm-wide compliance operations and initiatives by managing policies, processes, controls, disclosure obligations, technology systems, and partnering with business leaders to identify and mitigate legal, regulatory, operational and reputational risks.
Marketing Compliance Analyst/Associate Apollo Management HoldingsMarketing Compliance Analyst/AssociateNew York City, New YorkReview and approve marketing materials, investor communications, websites, social media content, thought leadership, quarterly letters, webcasts, and other external communications to ensure compliance with applicable regulatory requirements and firm policies. Through Athene, our retirement services business, we specialize in helping clients achieve financial security by providing a suite of retirement savings products and acting as a solutions provider to institutions.
Analyst, Green Trade Compliance TapestryAnalyst, Green Trade ComplianceNew York, New YorkCourage : Doesn’t hold back anything that needs to be said; provides current, direct, complete, and “actionable” positive and corrective feedback to others; lets people know where they stand; faces up to people problems on any person or situation (not including direct reports) quickly and directly; is not afraid to take negative action when necessary. Building Effective Teams : Blends people into teams when needed; creates strong morale and spirit in their team; shares wins and successes; fosters open dialogue; lets people finish and be responsible for their work; defines success in terms of the whole team; creates a feeling of belonging in the team.
VP Compliance - Trade Surveillance, Communications - TD Securities (US) The Toronto-Dominion BankVP Compliance - Trade Surveillance, Communications - TD Securities (US)New York, NY$150,000–$180,000 / yearTotal Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions.
Compliance, Employment & Litigation Counsel Fivetran IncCompliance, Employment & Litigation CounselNew York, NY$186,895–$224,283 / yearFivetran promotes diversity, equity, inclusion & belonging through attracting, recruiting, developing, and retaining a diverse workforce, not only because it is the right thing to do, but because it helps us build a world-class company to better serve our customers, our people and our communities. Access to an innovative mental health support platform that offers personalized care and resources in areas such as: therapy, coaching, and self-guided mindfulness exercises for all covered employees and their covered dependents.
Manager, Regulatory Compliance - Payments & Digital Assets MasterCardManager, Regulatory Compliance - Payments & Digital AssetsNew York City, NY$138,000–$221,000 / yearAll activities involving access to Mastercard assets, information, and networks comes with an inherent risk to the organization and, therefore, it is expected that every person working for, or on behalf of, Mastercard is responsible for information security and must: Abide by Mastercard's security policies and practices; Ensure the confidentiality and integrity of the information being accessed; Report any suspected information security violation or breach, and. This role is responsible for managing licensing obligations, coordinating regulatory submissions, maintaining compliance inventories, supporting board and management reporting, and partnering with legal, compliance, risk, and business stakeholders to ensure regulatory commitments are completed accurately and on time.
Risk Digital Assets Associate Director The Depository Trust & Clearing CorpRisk Digital Assets Associate DirectorJersey City, NJIndustry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem. The Impact you will have in this role: DTCC, a technology-propelled clearinghouse at the forefront of capital market infrastructure innovation, is seeking a strategic and hands-on Risk Manager to lead risk initiatives related to digital assets and tokenized markets.
Senior Compliance Analyst Centene Corporation GroupSenior Compliance AnalystNJ$70,100–$126,200 / yearConvene leaders from key operational areas (such as SIU, claims, program integrity, provider network, pharmacy, member services, and IT) to ensure that PHW has compliant end to end workflows and process for providers and members with regard to identifying, investigating and corrective actions for fraud. You'll take on meaningful challenges that directly support individuals, families, and communities, building your skills while making healthcare more accessible and effective.
NewAssociate Director, Compliance Business Partner (Pharmaceuticals) Bionique ScientificAssociate Director, Compliance Business Partner (Pharmaceuticals)New York, New York$160,000–$175,000Our purpose is to transform transplant medicine as the primary partner to the community of transplant healthcare providers and their patients; our focus is in developing new therapies and programs to help transplant healthcare providers and the patients they treat. This role serves as a trusted advisor to assigned business functions, providing strategic and operational leadership across core compliance activities, including guidance and advisory support, training, monitoring, policy governance, investigations support, and issue resolution.
NewAssociate Director, Compliance Business Partner (Pharmaceuticals) Asahi Kasei Advance AmericaAssociate Director, Compliance Business Partner (Pharmaceuticals)New York, New York$160,000–$175,000Our purpose is to transform transplant medicine as the primary partner to the community of transplant healthcare providers and their patients; our focus is in developing new therapies and programs to help transplant healthcare providers and the patients they treat. This role serves as a trusted advisor to assigned business functions, providing strategic and operational leadership across core compliance activities, including guidance and advisory support, training, monitoring, policy governance, investigations support, and issue resolution.
Security & Compliance Lead MaigrateSecurity & Compliance LeadLawrence, New YorkOur products run on large language models, which creates new questions around what data reaches a model, how providers handle that data, what gets logged, how long it is retained, and how AI systems are monitored in production. There is no formal on-call rotation, but as the security owner, you will be expected to lead the response to significant security incidents when they occur, including outside normal business hours when necessary.
NewAssociate Director, Compliance Business Partner (Pharmaceuticals) Veloxis Pharmaceuticals, IncAssociate Director, Compliance Business Partner (Pharmaceuticals)New York, New York$160,000–$175,000Our purpose is to transform transplant medicine as the primary partner to the community of transplant healthcare providers and their patients; our focus is in developing new therapies and programs to help transplant healthcare providers and the patients they treat. This role serves as a trusted advisor to assigned business functions, providing strategic and operational leadership across core compliance activities, including guidance and advisory support, training, monitoring, policy governance, investigations support, and issue resolution.
NewAssociate Director, Compliance Business Partner (Pharmaceuticals) Bionique Testing Laboratories LLCAssociate Director, Compliance Business Partner (Pharmaceuticals)New York, New York$160,000–$175,000Our purpose is to transform transplant medicine as the primary partner to the community of transplant healthcare providers and their patients; our focus is in developing new therapies and programs to help transplant healthcare providers and the patients they treat. This role serves as a trusted advisor to assigned business functions, providing strategic and operational leadership across core compliance activities, including guidance and advisory support, training, monitoring, policy governance, investigations support, and issue resolution.
VP Compliance - Trade Surveillance, Fixed Income The Toronto-Dominion BankVP Compliance - Trade Surveillance, Fixed IncomeNew York, NY$140,000–$180,000 / yearTotal Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Job Description: Preferred Qualifications: The TD Securities US Compliance team is looking for a Vice President candidate to join the trade surveillance team, specializing in and possessing broad knowledge in Fixed Income, Commodities, Options and Futures products.
VP Compliance - Trade Surveillance, Fixed Income TD BankVP Compliance - Trade Surveillance, Fixed IncomeNew York, New YorkTotal Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Preferred Qualifications: The TD Securities US Compliance team is looking for a Vice President candidate to join the trade surveillance team, specializing in and possessing broad knowledge in Fixed Income, Commodities, Options and Futures products.