Ryder SystemNewFreight Brokerage Carrier Sales Representative Ryder SystemFreight Brokerage Carrier Sales RepresentativeFort Worth, TX$50,000–$55,000Directly engage with Account Executives, Shipment Management Associates (SMA) and Business Development Managers as needed to build a network of service providers that allows them the ability to foster an effective carrier network to support any and all freight transportation needs that a customer desires. Tender accept/reject loads, creates loads, sets appointments, dispatches, tracks and traces loads, root cause problem solves issues, and resolves/communicates to carrier and/or customer as appropriate.
Fidelity InvestmentsNewSenior Representative, Alternative Investments Fidelity InvestmentsSenior Representative, Alternative InvestmentsKeller, TXBrokerage OperationsPlease be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. The Alternative Investments Brokerage Operations role involves reconciling the Operations and Services Groups' Alternative Investment positions, held in book entry form, on behalf of our clients and in a timely manner to mitigate risk and exposure to the organization.
Forward AirNewTreasury Specialist Forward AirTreasury SpecialistDallas, TXIn addition, we offer truckload brokerage services, including dedicated fleet services, and intermodal, first and last-mile, high-value drayage services, both to and from seaports and railheads, dedicated contract and Container Freight Station warehouse and handling services. We provide expedited less-than-truckload services, including local pick-up and delivery, shipment consolidation/deconsolidation, warehousing, and customs brokerage by utilizing a comprehensive national network of terminals.
Corps TeamBrokerage Operations Analyst Corps TeamBrokerage Operations AnalystFrisco, TX$21.05–$23.05 / hourThe Operations Analyst is responsible for a variety of tasks associated with the opening, account transfers, and on-going maintenance of discretionary managed, fee-based accounts, as well as self-directed accounts. Must be flexible and work as a team to deliver exceptional service, manage high volume of tasks to ensure cases are processed both accurately and efficiently.
First Command Financial Services, Inc.Brokerage Operations Principal First Command Financial Services, Inc.Brokerage Operations PrincipalFort Worth, TXAdditionally, the Brokerage Operations Principal will participate as a member of an Agile Release Train, contribute to shared services, and serve as a subject matter expert in initiatives focused on innovation in service, operations, and technology. This position involves close collaboration with brokerage operations leadership, team members, advisors, office staff, and other business partners to ensure the delivery of high-quality service and operational efficiency.
eTeam Inc.Brokerage Operations Analyst-1 eTeam Inc.Brokerage Operations Analyst-1Dallas, TXThe Operations Analyst is responsible for a variety of tasks associated with the opening, funding, account transfers, and on-going maintenance of discretionary managed, fee-based accounts, as well as self-directed accounts. Key Responsibilities and Duties Processes account opening, initiates money movement requests, account transfers and/or processes account maintenance request.
Ryan Specialty GroupBrokerage Operations Coordinator Ryan Specialty GroupBrokerage Operations CoordinatorDallas, TexasDifferences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities. • Coordinates with the broker to prepare documents, cover letters etc. to market renewal business and provides necessary administrative support in filing, printing, and archiving documents.
eTeam Inc.Brokerage Operations Analyst-2 eTeam Inc.Brokerage Operations Analyst-2Frisco, TXThe Operations Analyst is responsible for a variety of tasks associated with the opening, funding, account transfers, and on-going maintenance of discretionary managed, fee-based accounts, as well as self-directed accounts. Processes account opening, initiates money movement requests, account transfers and/or processes account maintenance request.
Ryan Specialty Holdings IncBrokerage and Underwriter Assistants, Introduce Yourself HERE! Ryan Specialty Holdings IncBrokerage and Underwriter Assistants, Introduce Yourself HERE!dallas, TX$20–$25 / hourDifferences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities. Coordinates with the broker to prepare documents, cover letters etc. to market renewal business and provides necessary administrative support in filing, printing, and archiving documents.
LogistifyFreight Brokerage Sales LogistifyFreight Brokerage SalesPlano, Texas$42,000–$100,000About the Opportunity:Logistify is hiring driven, competitive individuals looking to build a high-income career in freight transportation sales. Focus on sales and driving new business into the company, all operations will be handled by your dedicated carrier support team.
Amwins InternshipsBrokerage Insurance Internship Amwins InternshipsBrokerage Insurance InternshipDallas, TXThat's why our internship program is designed to give you real-world experience, meaningful projects, and a chance to explore the insurance industry from the inside out. You won't be fetching coffee — you'll be building skills, making connections, and discovering what a career in risk management and insurance could look like for you.
TCI TransportationNewCarrier Procurement Representative for Logistics Brokerage TCI TransportationCarrier Procurement Representative for Logistics BrokerageNorth Richland Hills, Texas$70,000–$80,000 / yearBuild strong relationships with carriers by staying in constant communication to ensure day-to-day and long-term needs are met. We are looking for someone that possesses a self-starter mentality who can provide ownership and accountability while working through complex situations.
Matthews Real Estate Investment Services, IncInternship - Real Estate Brokerage Matthews Real Estate Investment Services, IncInternship - Real Estate BrokerageDallas, TexasIntern
H.W. Kaufman GroupNewE&S Brokerage Property Lead H.W. Kaufman GroupE&S Brokerage Property LeadDallas, TXThis leadership role isresponsible for driving premium growth, underwriting oversight, portfolio management, and broker relationship development for business written nationwide through Burns & Wilcox, our main wholesale distribution partner. The ideal candidate will bring deep expertise in E&S Property underwriting, catastrophe exposure management, and portfolio strategy, along with a collaborative leadership style and strong market relationships.
Teachers Insurance and Annuity Association of America (TIAA)NewBrokerage NCC Team Manager Teachers Insurance and Annuity Association of America (TIAA)Brokerage NCC Team ManagerDallas, TX$77,000–$108,000 / yearThe Brokerage NCC Team Manager manages a team of financial services consultants, ensuring individual and team success in taking calls from clients and fulfilling both their transactional needs and their product and services informational needs. In addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans).
MyFunded FuturesDirector, Marketing– Futures Brokerage MyFunded FuturesDirector, Marketing– Futures BrokerageDallas, TXWe are committed to building an inclusive environment where every team member feels valued, respected, and supported—regardless of race, color, religion, gender, gender identity, sexual orientation, national origin, age, disability, veteran status, or any other protected characteristic. This role owns customer acquisition end-to-end, with a focus on compliant marketing, top-of-funnel growth, and driving customer deposits.
Murray ResourcesOperations Manager Murray ResourcesOperations ManagerSouthlake, TXThe Operations Manager is responsible for overseeing daily brokerage operations, carrier management, customer service performance, and load execution to ensure efficient and profitable transportation solutions. This is an on-site role in a collaborative, team-oriented environment with opportunities to make a direct impact at a growing organization.
moomooUnpaid - Compliance Intern - Trade Surveillance Support moomooUnpaid - Compliance Intern - Trade Surveillance SupportDallas, TXParticipants will gain practical exposure to how a clearing firm monitors trading activity, identifies potential risks, and supports regulatory obligations—building skills directly applicable to careers in compliance, risk, and financial services. Students currently enrolled in an accredited college or university with an interest in: Finance, Accounting, Economics, Business Administration, Data Analytics, Information Systems, Mathematics, Risk Management, Legal Studies, or Computer Science.
moomooPremier Client Service Specialist (Bilingual) moomooPremier Client Service Specialist (Bilingual)Dallas, TX$70,000–$110,000This role is central to providing white-glove service for account onboarding, asset transfers, and ongoing relationship management, with a focus on understanding client needs, addressing concerns, and executing retention strategies for at-risk clients. The ideal candidate is a proactive and consultative professional with deep platform expertise, dedicated to building long-term trust with our most valuable clients and ensuring a superior service experience at every touchpoint.
Oppenheimer & Co. Inc.Regional Operations Manager (Dallas,TX) Oppenheimer & Co. Inc.Regional Operations Manager (Dallas,TX)Dallas, TXWith roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. All order processing, including cancelations, corrections and other critical order-related workflow, including client service inquiries and resolutions.
First Command Financial Services, Inc.Licensed Investment Operations Associate First Command Financial Services, Inc.Licensed Investment Operations AssociateFort Worth, TXThe Associate is responsible for capturing data, inputting transactions, evaluating information, identifying inconsistencies / inaccuracies, formulating resolutions, processing in-good-order business, maintaining daily statistics, and communicating with advisors and office staff. Fulfill Client and Advisor requests to establish, service and support mutual fund, brokerage, and annuity business, within departmental guidelines for quality and productivity.
HCL Global Systems Inc.NewSr. Full Stack Engineer HCL Global Systems Inc.Sr. Full Stack EngineerWestlake, TXWe are looking for a top-tier full stack software engineer to join Operations Workstation platform team that will play a key role and will be responsible for designing, developing platform features that can scale to support both internal and external back-office associates in supporting brokerage operations. Experience designing enterprise end-to-end systems solutions such as desktop/web containers, workflow management systems, reusable frameworks using OOAD, design patterns and domain driven design.
CECO EnvironmentalLogistics Coordinator CECO EnvironmentalLogistics CoordinatorAddison, TexasPositions in this function typically require standing, climbing, balancing, stooping, kneeling, crouching, crawling, reaching, standing, walking, pushing, pulling, lifting, fingering, grasping, feeling, talking, hearing, seeing and repetitive motions. We are proud to share that CECO was named one of Newsweek’s America’s Greatest Companies for 2025 and that Forbes recognized CECO as one of America’s Most Successful Small‑Cap Companies for 2026, marking our third consecutive year on the Forbes list.
Oppenheimer Holdings IncRegional Operations Manager (Dallas,TX) Oppenheimer Holdings IncRegional Operations Manager (Dallas,TX)Dallas, TXThe candidate will be responsible for the day-to-day supervision and workflow of all operations functions, which include: • All money movement, fund disbursement, and/or fund receipt activity, in accordance with FINRA rules • All order processing, including cancelations, corrections, and other critical order-related workflow, including client service inquiries and resolutions • Supervisory engagement with local resources (i.e., Branch Control Officer) to fulfill supervisory requirements • Train and lead operational support staff • Acts as liaison between the Branch and all Firm infrastructure areas • Support Financial Professional onboarding • Provides any special support as requested by Branch Manager. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.
Rockefeller Capital ManagementRegional Operations Associate Rockefeller Capital ManagementRegional Operations AssociateDallas, TexasBased in the Dallas office, this role partners closely with the Senior Regional Operations Director, Regional Leadership team, Private Advisor teams, and internal functional partners to deliver consistent, high‑quality operational support that enables advisor growth and an elevated client experience. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 33 markets throughout the United States, as well as an office in London.
First Command Financial Services, Inc.SVP Bank Fraud Operations First Command Financial Services, Inc.SVP Bank Fraud OperationsFort Worth, TXThis role will be responsible for the day-to-day management of the bank Fraud team in addition to developing and implementing a comprehensive fraud program that will use technology and innovation to keep pace with emerging trends and threats. First Command Bank is seeking an SVP Bank Fraud Operations for developing and implementing a comprehensive fraud and loss prevention program that will continue to scale and grow with First Command Bank.
Tolleson Wealth ManagementClient Operations Analyst Tolleson Wealth ManagementClient Operations AnalystDallas, TXAny Employment Agency, person or entity that submits an unsolicited resume to this site does so with the understanding that the applicant's resume will become property of Tolleson Wealth Management and that Tolleson Wealth Management will have the right to hire that applicant at its discretion and without any fee owed to the submitting Employment Agency, person or entity. Employment Agencies that have entered into agreements with Tolleson Wealth Management must submit applicants in accordance with the terms of the applicable agreements in order to be eligible for payment of placement fees.
Citigroup IncOperations Technology Java Developer Citigroup IncOperations Technology Java DeveloperIrving, TX$96,960–$145,440 / yearQualifications: • 5-8 years of relevant experience • Strong Microservices Skills: Microservices - Java/Spring Boot OR Java/Spring Boot/Angular • Experience on DevOps Tools - Bitbucket, Jenkins • Experience on Linux/AIX, Shell Scripting, NET • Knowledge of Content Management Tools, JIRA, Confluence • Familiarity with Pivotal Cloud Foundry (PCF), Open Shift, Amazon Web Services (AWS), Microsoft Azure, Event-Driven Architecture • Additional Competencies, which would be an advantage: • Experience working with business-critical, high-volume, and complex enterprise systems • Experience in working on cross-platforms or legacy modernization projects • Knowledge of and experience with automating development processes and testing • Bachelor's degree/University degree or equivalent experience in Computer Science or Engineering. Citi provides consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.
Fisher InvestmentsInstitutional Client Operations Analyst Fisher InvestmentsInstitutional Client Operations AnalystPlano, TexasThe Client Operations Analyst works directly with our Asset Management Sales and Client Service Relationship Managers, international institutional clients and consultants, international custodians, and various internal groups to on-board and maintain accounts for international institutional investors. Overview: The Fisher Investments Institutional Group (FIIG) provides asset management to a diverse client base of investors, including corporate, pension funds, insurance and financial institutions, healthcare organizations, governments and more.
Raytheon TechnologiesNewCustoms Operations Import Advisor (Hybrid, TX or AZ) Raytheon TechnologiesCustoms Operations Import Advisor (Hybrid, TX or AZ)Richardson, TXThe following position is to join our RTX Enterprise Services team: Enterprise Services Customs Operations (ESCO) is looking for a professional with experience executing Customs compliance and operations work in an exporter/importer environment (preferred) or experience with Customs Brokerage, Freight Forwarding, Department of State & Commerce Licensing, policy, or government relations field to fill the role of Import Advisor. Qualifications You Must HaveBachelor's degree plus 5 years of experience Customs Compliance and Operations work in an exporter/importer environment or Customs Brokerage, Freight Forwarding, Department of State & Commerce Licensing, policy, or government relations field or an advanced degree and 3 years relevant experience.
The Depository Trust & Clearing CorpAssociate Director IT Security Engineering The Depository Trust & Clearing CorpAssociate Director IT Security EngineeringDallas, TXTalents Needed for Success: • 8+ years in Cybersecurity, IT, Risk Management, Governance, or related field • 5+ years in cybersecurity compliance, risk, or audit within financial services (banking, fintech, brokerage, etc.) • 3+ years directly managing small technical teams in large enterprise environments, preferably in the financial sector • Proven expertise with CIS, NYDFS, FFIEC, SOX, PCI-DSS, and NIST CSF/800-53 • Hands-on experience with compliance monitoring of servers, workstations, databases, storage solutions, network devices, SaaS services, and cloud infrastructure • Hands-on experience with HPNA, Qualys, Guardium, and similar compliance monitoring tools • Understanding of security controls (IAM, encryption, SIEM, vulnerability management) • Creating and reporting useful compliance metrics • Proficiency in audit response and regulatory reporting • Strong leadership, communication, and stakeholder management abilities • Focus on compliance/risk • Experience with cloud compliance (AWS/Azure/GCP) in regulated environments • Knowledge of data privacy laws (GDPR, CCPA) • Certifications - CISSP, CISM, CRISC, CISA, or similar. The Impact you will have in this role: The purpose of Security Compliance Engineering team is to provide best in class and versatile security compliance monitoring services to the enterprise monitoring technologies like Operating Systems, Network, Storage, Databases etc. in cloud (AWS, Azure) as well as in on-premise data centers.
CresaNewSenior Transaction Manager CresaSenior Transaction ManagerDallas, TXDevelops a wide range of considerations and relevant documents, including but not limited to project initiation forms (PIFs), market comparable reports, Broker Opinions of Value (BOVs), Requests for Proposals (RFPs), location comparison packages, letters of intent, and broker's opinions of value. This role manages internal and external resources and other stakeholders in the execution of lease renewals, new site acquisitions, disposal of excess space through subleasing, sale, and alternative transaction strategies.
Prospere CompaniesOperations Sales Administrator - DFW Prospere CompaniesOperations Sales Administrator - DFWSouthlake, TX$55,000–$65,000It is a high-trust support role for someone who enjoys structure, follow-through, clean data, recurring processes, and helping a fast-moving team stay organized. Prospere Companies operates a portfolio of market-leading business franchises that help entrepreneurs and business owners build, scale, and exit strategically.
moomooVice President, Compliance Manager(AML) moomooVice President, Compliance Manager(AML)Dallas, TX$120,000–$160,000stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
First Command Financial Services, Inc.AML Manager First Command Financial Services, Inc.AML ManagerFort Worth, TXConduct AML surveillance using various software programs to detect suspicious activity and report this activity to the appropriate authorities; Work cross‑functionally with First Command teams to strengthen identified controls and drive timely implementation of control enhancements. This role provides leadership to AML staff, enhances AML workflows and systems, manages escalations, and supports strategic AML program initiatives, including risk assessments, audits, and regulatory examinations.
MyFunded FuturesBusiness Intelligence & Data Analyst MyFunded FuturesBusiness Intelligence & Data AnalystDallas, TXRemoteOur data platform is already built on Microsoft Fabric using a Medallion architecture (Bronze, Silver, Gold), with clean, structured data flowing across trading platforms, CRM, risk engines, payments, support, and marketing data. Partner closely with the COO, Risk, Finance, Marketing, Product, and Support teams to translate business questions into analytical frameworks and actionable insights.
Forward Air CorpManaged Trade Services Specialist Forward Air CorpManaged Trade Services SpecialistDallas, TXForward Air presents to the wholesale transportation community (logistics companies, freight forwarders, integrated air cargo carriers, passenger/ cargo airlines, and non-traditional shippers), a single-source provider that can deliver more supply chain services and a superior menu of choices. The Trade Managed Services Specialist supports the daily execution of value-added trade compliance services, including product classification, PGA coordination, post-entry work, audit support, drawback assistance, and general customs compliance activities.
Novatae Risk GroupUnderwriter Novatae Risk GroupUnderwriterDallas, TXRemoteFull timeThe ideal candidate combines strong technical underwriting expertise with leadership capability, operational discipline, and a collaborative approach to portfolio management. Underwriting & Portfolio ManagementEvaluate, price, and manage complex and middle-market risks across multiple contracts/programs.
Prospere CompaniesMarketing Technology Manager Prospere CompaniesMarketing Technology ManagerSouthlake, TX$65,000–$75,000We need a marketing technology professional who thinks like an engineer, analyzes like a data scientist, and strategizes like a customer experience expert. If you're ready to apply your technical expertise in a high-growth environment where your strategic thinking and proactive approach will drive real business impact, we want to hear from you.
moomooProject Manager - Bilingual moomooProject Manager - BilingualDallas, TX$80,000–$100,000stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands.
RDE CAPITAL GROUP LLCField Operations Coordinator RDE CAPITAL GROUP LLCField Operations CoordinatorDallas, TX$48,000–$52,000 / yearRDE Capital Group LLC is a full-service commercial real estate firm specializing in property management, brokerage, maintenance, HVAC services, and real estate acquisitions throughout the Dallas/Fort Worth market. RDE Capital Group LLC is seeking a motivated and organized Field Operations Coordinator to support our growing offsite property management operations throughout the Dallas–Fort Worth metroplex.
Ryan Specialty GroupAccount Executive Ryan Specialty GroupAccount ExecutiveDallas, TexasPrepares accounts for new business and the renewal process as directed by the broker, initiates renewal reviews to deliver optimal client coverage and suggests steps for client retention. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.
Danzas CorporationDomestic Operations Specialist Danzas CorporationDomestic Operations SpecialistDallas, TXFull timeWe have an exciting opportunity for an experienced DOMESTIC OPERATIONS SPECIALIST to direct and coordinate the domestic land/air movement of freight, This Manager will ensure constant optimization to deliver maximum productivity; ensures compliance with group business strategy and local business environment; adhere to regulations and internal procedures; and manage the ongoing interface with Customer Service, Product, and Global Service Centers. DHL Global Forwarding (DGF) manages the flow of goods and information across a customer's global supply chain utilizing air/Air /ground transportation, customs brokerage services, and dedicated warehousing/distribution centers.
moomooDirector, Compliance (AML) moomooDirector, Compliance (AML)Dallas, TX$145,000–$180,000Trade surveillance and market abuse monitoring experience, including suspicious trading activity, spoofing, layering, wash trades, low-priced securities, or market manipulation reviews . Experience working in trading environments, including direct exposure as a trader, trading desk support professional, operations contributor, or surveillance/compliance partner supporting trading activity .
CitiNewSenior Network Engineer - VP CitiSenior Network Engineer - VPIrving, TX$125,760–$188,640 / yearCiti provides consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Install, configure and support network related 3rd party system software for 3270 emulation HOD/PCOMM, file transfer products ConnectDirect/FTPS/Sftp/TDAccess, session managers Supersession/TPX.
House Buyers of AmericaManager, Transaction Management House Buyers of AmericaManager, Transaction ManagementFort Worth, TXRemoteThe Manager of Transaction Management oversees all real estate transactions for House Buyers of America, managing both acquisition and disposition deals from contract through closing. Founded in 2001 and operating in 44 states, the company blends decades of real estate expertise with technology-driven operations to deliver speed, certainty, and consistent outcomes.
JASNewAir Import Supervisor JASAir Import SupervisorDallas, TXOur services include air and ocean freight forwarding, contract logistics, customs brokerage, distribution, inbound logistics, truckload brokerage and other supply chain management services, including consulting, the coordination of purchase orders and customized management services. FEDERAL REGULATIONS PROVIDE THAT JAS MAY HAVE IT BROKERAGE LICENSE SUSPENDED OR REVOKED IF IT "KNOWINGLY EMPLOYED, OR CONTINUES TO EMPLOY, ANY PERSON WHO HAS BEEN CONVICTED OF A FELONY, WITHOUT WRITTEN APPROVAL OF THAT EMPLOYMENT FROM THE ASSISTANT COMMISSIONER."
FMR LLCIT Audit Senior Manager FMR LLCIT Audit Senior ManagerWestlake, TX$107,000–$216,000 / yearBABSMS in Technology • Information Systems • Cybersecurity or related field of study • Manage and perform data-driven risk-based audit assessments of key systems and applications • Drafting audit reports and liaising with and reporting to senior executives on audit results and corrective actions • 7-12 years of experience in performing and leading complex information technology audits preferably financial services • Fostering high performance, continuous learning, and collaborative interactions with less experienced technology auditors • Ability to work simultaneously on multiple tasks and lead team priorities and workload • Cloud computing (AWS or Azure) related associate-level certifications preferred • Security or Professional cloud certifications would be a plus • Expert knowledge of cloud security, containerization, API, DevOps, secure software development, application security, databases, and operating systems • Knowledge of financial services and/or relevant technologies supporting financial services operations (e.g. brokerage, regulatory, transfer agency, financial statements, etc.) • Preferred ability to independently perform hands-on IT general controls testing across many of these areas • Expert knowledge of authentication, authorization, and credential management • Understanding of artificial intelligence, machine learning, LLM, data science, and Robotic Process Automation • Expert knowledge of security monitoring activities that enable vulnerability, internal/external threat monitoring, incident management, and threat intelligence activities • Strong technical problem-solving and data analytical skills • Scripting (Python, PowerShell, and automation experience) would be a plus • Commitment to innovative, collaborative, and digital working style • Strong presentation, written, and interpersonal communication skills • Hands-on work style and can do attitude with a strong desire to make things happen • Curiosity and hunger to learn • Professional audit or information security certifications preferred (CIA, CPA, CISA, CISSP, SANS, GIAC, etc.).
ConfidentialNewVice President, AML Compliance ConfidentialVice President, AML ComplianceDallas, TXVice President, AML ComplianceAbout the CompanyDigitally-driven brokerage & wealth management platformIndustryFinancial ServicesTypePublic CompanyEmployees51-200About the RoleThe Company is seeking a VP/AML Compliance to lead a dedicated team in monitoring and enforcing anti-money laundering policies and procedures. This role requires a subject-matter expert with significant AML experience within a FINRA-registered broker-dealer, including CDD, EDD, transaction monitoring, sanctions screening, and SARs.
moomooTrading Specialist moomooTrading SpecialistDallas, TX$70,000–$80,000stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Proactively develop and maintain strong relationships with high-net-worth customers, acting as their primary point of contact for trading-related inquiries.