82 Results for

Brokerage Jobs in Addison, TX

Jobs

Plano, TX10 days ago

$189,370–$361,950 Per Year

As a dedicated Attorney Principal working on our Securities Counsel team, as an individual contributor, you will independently and regularly deliver effective, specialized legal advice to senior executive leaders, including the Chief Legal Officer, on highly complex and unique matters of significance in a specific type of law, leveraging deep subject matter expertise and thought leadership. Provides solution-oriented legal advice to manage regulatory, compliance and litigation risk to the organization; Serves as primary legal advisor delivering specialized legal advice on relevant matters or projects.

New!

Dallas, TX5 days ago

$90,000–$110,000

Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual’s skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.

Frisco, TX30+ days ago

$21.05–$23.05 Per Hour

The Operations Analyst is responsible for a variety of tasks associated with the opening, account transfers, and on-going maintenance of discretionary managed, fee-based accounts, as well as self-directed accounts. Must be flexible and work as a team to deliver exceptional service, manage high volume of tasks to ensure cases are processed both accurately and efficiently.

Fort Worth, TX15 days ago

Additionally, the Brokerage Operations Principal will participate as a member of an Agile Release Train, contribute to shared services, and serve as a subject matter expert in initiatives focused on innovation in service, operations, and technology. This position involves close collaboration with brokerage operations leadership, team members, advisors, office staff, and other business partners to ensure the delivery of high-quality service and operational efficiency.

Dallas, Texas30+ days ago

Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities. • Coordinates with the broker to prepare documents, cover letters etc. to market renewal business and provides necessary administrative support in filing, printing, and archiving documents.

Plano, Texas30+ days ago

$42,000–$100,000

About the Opportunity:Logistify is hiring driven, competitive individuals looking to build a high-income career in freight transportation sales. Focus on sales and driving new business into the company, all operations will be handled by your dedicated carrier support team.

Dallas, TX30+ days ago

That's why our internship program is designed to give you real-world experience, meaningful projects, and a chance to explore the insurance industry from the inside out. You won't be fetching coffee — you'll be building skills, making connections, and discovering what a career in risk management and insurance could look like for you.

Dallas, Texas30+ days ago

Intern

Dallas, TX30+ days ago

We are committed to building an inclusive environment where every team member feels valued, respected, and supported—regardless of race, color, religion, gender, gender identity, sexual orientation, national origin, age, disability, veteran status, or any other protected characteristic. This role owns customer acquisition end-to-end, with a focus on compliant marketing, top-of-funnel growth, and driving customer deposits.

Addison, TX30+ days ago

This position ensures the accurate processing of trade activity, settlements, reconciliations, margin adjustments, corporate actions interactions, account maintenance, and compliance‑critical operational workflows. The Broker‑Dealer Operations Specialist plays a central role in the daily operational functions that support fully‑disclosed and omnibus introducing brokers within a clearing firm.

Dallas, TX30+ days ago

$120,000–$160,000

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.

Dallas, TX30+ days ago

$80,000–$100,000

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Base pay for a successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands.

Dallas, TX30+ days ago

$145,000–$180,000

Trade surveillance and market abuse monitoring experience, including suspicious trading activity, spoofing, layering, wash trades, low-priced securities, or market manipulation reviews . Experience working in trading environments, including direct exposure as a trader, trading desk support professional, operations contributor, or surveillance/compliance partner supporting trading activity .

Dallas, TX14 days ago

Participants will gain practical exposure to how a clearing firm monitors trading activity, identifies potential risks, and supports regulatory obligations—building skills directly applicable to careers in compliance, risk, and financial services. Students currently enrolled in an accredited college or university with an interest in: Finance, Accounting, Economics, Business Administration, Data Analytics, Information Systems, Mathematics, Risk Management, Legal Studies, or Computer Science.

Dallas, TX30+ days ago

With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. All order processing, including cancelations, corrections and other critical order-related workflow, including client service inquiries and resolutions.

Dallas, TX30+ days ago

$70,000–$110,000

This role is central to providing white-glove service for account onboarding, asset transfers, and ongoing relationship management, with a focus on understanding client needs, addressing concerns, and executing retention strategies for at-risk clients. The ideal candidate is a proactive and consultative professional with deep platform expertise, dedicated to building long-term trust with our most valuable clients and ensuring a superior service experience at every touchpoint.

Fort Worth, TX30+ days ago

Conduct AML surveillance using various software programs to detect suspicious activity and report this activity to the appropriate authorities; Work cross‑functionally with First Command teams to strengthen identified controls and drive timely implementation of control enhancements. This role provides leadership to AML staff, enhances AML workflows and systems, manages escalations, and supports strategic AML program initiatives, including risk assessments, audits, and regulatory examinations.

New!

Dallas, TX1 day ago

About Integrity: A leading, fast-growing national platform in the insurance, wealth, and retirement services sector is seeking a senior regulatory and compliance executive to lead the regulatory compliance and enterprise risk functions for its multi-entity, expanding wealth management business. This leader will manage litigation strategy, oversee a distributed team of compliance officers, and collaborate closely with business executives and the broader legal organization to support innovation, drive operational integrity, and proactively mitigate risk.

Dallas, TX30+ days ago

$70,000–$80,000

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Proactively develop and maintain strong relationships with high-net-worth customers, acting as their primary point of contact for trading-related inquiries.

Dallas, TX30+ days ago

$60,000–$75,000

As a Middle Office Specialist, your primary responsibilities will include reviewing and conducting quality assurance check on new account applications, account maintenance, operation and risk control support, coordinating projects, and ensuring compliance with regulatory requirements. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).

Dallas, TX30+ days ago

$50,000–$65,000

As a Middle Office Associate, your primary responsibilities will include reviewing new account applications and process account maintenance requests, providing operation and risk control support, coordinating projects, and ensuring compliance with regulatory requirements. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).

Dallas, TX30+ days ago

Full-time

The Level Four Capital Management (LFCM) Trading and Operations Associate is as a key member of the LFCM team providing operational support to the portfolio management team responsible for the management of proprietary investment strategies and custom client solutions. Interface with the Operations team on day-to-day tasks relating to new account on-boarding to ensure client accounts are in good order before trading occurs in LFCM managed models.

New!

Addison, TX4 days ago

In partnership with the EVP of Affiliated Distribution, provide expertise and leadership to internal teams to influence product strategy, enhance customer service and marketing, and improve operational effectiveness. Excellent communication skills (verbal and written), with a proven ability to dynamically represent National Life Group in various communication channels, such as presentations at conferences, in committees, agency leadership meetings.

Addison, TX30+ days ago

This role mitigates financial, operational, and counterparty risk by overseeing the full post‑trade lifecycle—from trade validation and affirmation to settlement finality—while coordinating closely with clearinghouses (DTC/NSCC/OCC), custodians, introducing broker‑dealers, counterparties, and internal teams. The Settlements Specialist is expected to maintain a high level of accuracy, operate expertly under time‑critical conditions, and serve as a subject‑matter expert (SME) in T+1/T+2 settlement cycles, market deadlines, regulatory requirements, reconciliation controls, and exception management.

Fort Worth, TX30+ days ago

The Associate is responsible for capturing data, inputting transactions, evaluating information, identifying inconsistencies / inaccuracies, formulating resolutions, processing in-good-order business, maintaining daily statistics, and communicating with advisors and office staff. Fulfill Client and Advisor requests to establish, service and support mutual fund, brokerage, and annuity business, within departmental guidelines for quality and productivity.

Dallas, TX30+ days ago

You'll partner closely with financial advisors, portfolio management, compliance, and custodial partners to ensure seamless execution across multiple custodians and platforms, while also helping to scale trading infrastructure and identify opportunities for automation and system improvement. Oversee the end-to-end trade lifecycle, including order management, trade confirmation, allocation, and post-trade reconciliation across equities, ETFs, mutual funds, and fixed income.

Rockwall, Texas21 days ago

$61,000–$250,000 Per Year

Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC(NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. As used here, “revenue” includes exclusively First Year and Renewal Commissions, Bonuses, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company commissions and fees, Strategic Employee Benefits Services commissions, and Expense Allowances.

Plano, Texas30+ days ago

$43,500–$58,500 Per Year

Responsible to enhance and increase the carrier base of ATS Logistics Services, Inc. in an assigned region, by implementing sound marketing and customer service principles by attracting and retaining qualified carriers, aiding in brokerage operations by working both in-house and various office and divisions of ATS Logistics throughout the U.S. while acting as the liaison between the carriers and shippers. Dispatches qualified carrier to available freight, providing all pertinent information necessary for a high level of service, responding to questions, investigating and resolving problems as needed, and updating carrier trips in the data system.

Addison, Texas23 days ago

Positions in this function typically require standing, climbing, balancing, stooping, kneeling, crouching, crawling, reaching, standing, walking, pushing, pulling, lifting, fingering, grasping, feeling, talking, hearing, seeing and repetitive motions. We are proud to share that CECO was named one of Newsweek’s America’s Greatest Companies for 2025 and that Forbes recognized CECO as one of America’s Most Successful Small‑Cap Companies for 2026, marking our third consecutive year on the Forbes list.

Dallas, TX29 days ago

$270,000–$300,000 Per Year

Building and maintaining strong working relationships with key business partners, including external counsel, clients, and internal teams, overseeing outside counsel and assisting and coordinating with business groups on legal matters relating to capital formation / fundraising and fund related issues with respect to investments. PlatformDIGITAL®, the company’s global data center platform, provides customers with a secure data meeting place and a proven Pervasive Datacenter Architecture (PDx®) solution methodology for powering innovation and efficiently managing Data Gravity challenges.

Plano, Texas30+ days ago

The Client Operations Analyst works directly with our Asset Management Sales and Client Service Relationship Managers, international institutional clients and consultants, international custodians, and various internal groups to on-board and maintain accounts for international institutional investors. Overview: The Fisher Investments Institutional Group (FIIG) provides asset management to a diverse client base of investors, including corporate, pension funds, insurance and financial institutions, healthcare organizations, governments and more.

Dallas, Texas8 days ago

Based in the Dallas office, this role partners closely with the Senior Regional Operations Director, Regional Leadership team, Private Advisor teams, and internal functional partners to deliver consistent, high‑quality operational support that enables advisor growth and an elevated client experience. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 33 markets throughout the United States, as well as an office in London.

Dallas, TX30+ days ago

Any Employment Agency, person or entity that submits an unsolicited resume to this site does so with the understanding that the applicant's resume will become property of Tolleson Wealth Management and that Tolleson Wealth Management will have the right to hire that applicant at its discretion and without any fee owed to the submitting Employment Agency, person or entity. Employment Agencies that have entered into agreements with Tolleson Wealth Management must submit applicants in accordance with the terms of the applicable agreements in order to be eligible for payment of placement fees.

New!

Plano, TX3 days ago

The following position is to join our RTX Enterprise Services team: Enterprise Services Customs Operations (ESCO) is looking for a professional with experience executing Customs compliance and operations work in an exporter/importer environment (preferred) or experience with Customs Brokerage, Freight Forwarding, Department of State & Commerce Licensing, policy, or government relations field to fill the role of Import Advisor. Bachelor's degree plus 5 years of experience Customs Compliance and Operations work in an exporter/importer environment or Customs Brokerage, Freight Forwarding, Department of State & Commerce Licensing, policy, or government relations field or an advanced degree and 3 years relevant experience.

New!

Addison, TX1 day ago

$30–$45 Per Hour

The base pay range for this position is the range National Life reasonably and in good faith expects to pay for the position taking into account the wide variety of factors, including: prior experience and job-related knowledge; education, training and certificates; current business needs; and market factors. Act as ambassador and spokesperson, both formally and informally, by building rapport between the leadership team and all business areas; position plays a critical role in the overall effectiveness of relationship management, acting as partner and point-person to coordinate and facilitate communication.

New!

Dallas, TX2 days ago

$184,000–$263,000 Per Year

Over the past four years, the Southwest Regional Office has originated approximately $4.5 billion of fixed and floating rate mortgages including core and high yield/bridge loans on a variety of properties, working with top tier owners, developers, investment advisors, pension funds, private equity firms, and mortgage brokers. Leveraging more than a century of real estate investment experience, New York Life Real Estate Investors (“REI”) believes that investment principles which incorporate sustainability best practices promote favorable relative returns for our clients over the long term.

Dallas, Texas30+ days ago

The targeted pay range for this position in the following location is / locations are: United States - Dallas Infomart Office DAI : 118,000 - 176,000 USD / Annual . Project manages implementation of multiple site searches, ranging in scale from small offices to large data center buildings and greenfield sites.

Dallas, TX30+ days ago

The Head of Insurance will own the strategy and execution of Farther's national insurance offering, leading the buildout of a centralized desk that gives advisors the product access, case design support, and tech-enabled processes they need to deliver real client value. Farther's founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional wealth management, fintech, and technology production expertise.

Addison, TX30+ days ago

The Corporate Actions Specialist acts as a subject‑matter expert, interfacing with clearing partners, custodians, issuer agents, introducing brokers, technology teams, and compliance to mitigate risk and ensure flawless asset servicing execution. This specialist ensures that all entitlements—such as dividends, interest, mergers, tender offers, rights, redemptions, spin‑offs, reorganizations, proxy events, and class actions—are processed correctly for fully disclosed and omnibus introducing broker‑dealer clients.

Dallas, TX30+ days ago

Remote

Our data platform is already built on Microsoft Fabric using a Medallion architecture (Bronze, Silver, Gold), with clean, structured data flowing across trading platforms, CRM, risk engines, payments, support, and marketing data. Partner closely with the COO, Risk, Finance, Marketing, Product, and Support teams to translate business questions into analytical frameworks and actionable insights.

Southlake, TX24 days ago

$55,000–$65,000

HelpDesk Coordination: Monitor and assign tickets within the Operations HelpDesk, ensuring tasks are routed to the appropriate specialists (HR, Marketing, Finance, etc.) with clear deadlines. System Integrity: Perform regular HubSpot data integrity audits, update deal stages, and refine process documentation (SOPs) to ensure the system remains the "single source of truth." .

Addison, TX30+ days ago

This role is responsible for monitoring client exposures, calculating margin requirements, evaluating collateral sufficiency, assessing account‑level risk concentrations, and identifying potential sources of volatility‑driven losses across equities, options, fixed income, futures (if applicable), and other supported asset classes. The Analyst evaluates real‑time and end‑of‑day risk positions, leveraging margin methodologies (e.g., Reg T, portfolio margin, house rules, DTCC, OCC and clearinghouse models), exposure analytics, and market conditions to ensure the firm maintains appropriate capital buffers and risk controls.

New!

Dallas, TX1 day ago

Remote

Full-time

The ideal candidate combines strong technical underwriting expertise with leadership capability, operational discipline, and a collaborative approach to portfolio management. Underwriting & Portfolio ManagementEvaluate, price, and manage complex and middle-market risks across multiple contracts/programs.

Southlake, TX30+ days ago

$65,000–$75,000

We need a marketing technology professional who thinks like an engineer, analyzes like a data scientist, and strategizes like a customer experience expert. If you're ready to apply your technical expertise in a high-growth environment where your strategic thinking and proactive approach will drive real business impact, we want to hear from you.

Frisco, TX30+ days ago

5 Source: https://www.chieflearningofficer.com/2021/04/27/chief-learning-officer-reveals-2021-learningelite-award-recipients/ In order to qualify for. 3 New York Life Insurance Company continues to receive the highest financial strength ratings currently awarded to any life insurer in the U.S. from all four major.

Dallas, TX30+ days ago

Full-time

We have an exciting opportunity for an experienced DOMESTIC OPERATIONS SPECIALIST to direct and coordinate the domestic land/air movement of freight, This Manager will ensure constant optimization to deliver maximum productivity; ensures compliance with group business strategy and local business environment; adhere to regulations and internal procedures; and manage the ongoing interface with Customer Service, Product, and Global Service Centers. DHL Global Forwarding (DGF) manages the flow of goods and information across a customer's global supply chain utilizing air/Air /ground transportation, customs brokerage services, and dedicated warehousing/distribution centers.

Dallas, Texas30+ days ago

Prepares accounts for new business and the renewal process as directed by the broker, initiates renewal reviews to deliver optimal client coverage and suggests steps for client retention. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.

New!

Balch Springs, TX4 days ago

Weekly Pay - Get paid on time, every week.* PTO (Paid Time Off).* Full Benefits: Medical, Dental, and Vision Insurance - 3 medical plan options through Blue Cross Blue Shield with low weekly premiums starting at $28.75.* Health Savings Account (HSA) - Company contribution up to $750 annually with tax-advantaged savings.* Our Story… So FarFounded in 1989 and headquartered in Dallas, Texas, PLA is a national supply chain solutions provider offering Pallet Management Services, 3PL Services, Reverse Logistics Services, and Freight Brokerage & Transportation Management Services.

New!

Dallas, TX2 days ago

$48,000–$52,000 Per Year

RDE Capital Group LLC is a full-service commercial real estate firm specializing in property management, brokerage, maintenance, HVAC services, and real estate acquisitions throughout the Dallas/Fort Worth market. RDE Capital Group LLC is seeking a motivated and organized Field Operations Coordinator to support our growing offsite property management operations throughout the Dallas–Fort Worth metroplex.

Plano, TX30+ days ago

Full-time

Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products. Coordinate and lead training and support for sales and support teams to ensure effective adoption of new technology, practice management and business development supporting an Advisor's practice.

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Brokerage Jobs in Addison, TX

Attorney Principal - Investment Advisory / Broker-Dealer Counsel (Retail) USAA

Fund Operations Analyst Vaco LLC

Brokerage Operations Analyst Corps Team

Brokerage Operations Principal First Command Financial Services, Inc.

Brokerage Operations Coordinator Ryan Specialty Group

Freight Brokerage Sales Logistify

Brokerage Insurance Internship Amwins Internships

Internship - Real Estate Brokerage Matthews Real Estate Investment Services, Inc

Director, Marketing– Futures Brokerage MyFunded Futures

Broker Dealer Operations Specialist at TechSpeed Clearing LLC FINTEX FINANCIAL INC

Vice President, Compliance Manager(AML) moomoo

Project Manager - Bilingual moomoo

Director, Compliance (AML) moomoo

Unpaid - Compliance Intern - Trade Surveillance Support moomoo

Regional Operations Manager (Dallas,TX) Oppenheimer & Co. Inc.

Premier Client Service Specialist (Bilingual) moomoo

AML Manager First Command Financial Services, Inc.

Chief Compliance Officer, Integrity Wealth Integrity Marketing Group LLC

Trading Specialist moomoo

Middle Office Specialist moomoo

Middle Office Associate moomoo

Trading & Operations Associate Level Four Group, LLC

VP, Affiliated Distribution National Life Group

Settlements Specialist at TechSpeed Clearing LLC FINTEX FINANCIAL INC

Licensed Investment Operations Associate First Command Financial Services, Inc.

Senior Trading Associate Farther

Financial Advisor Northwestern Mutual

Regional Carrier Representative Anderson Trucking Service

Logistics Coordinator CECO Environmental

Sr. Director, Corporate Counsel - Fund Digital Realty Trust

Institutional Client Operations Analyst Fisher Investments

Regional Operations Associate Rockefeller Capital Management

Client Operations Analyst Tolleson Wealth Management

Customs Operations Import Advisor (Hybrid, TX or AZ) RTX

Executive Assistant - Operations National Life Group

Director/Sr. Director, Commercial Mortgage Originations New York Life Insurance Company

Real Estate Manager Equinix

Director, Farther Insurance Group Farther

Corporate Actions Specialist at TechSpeed Clearing LLC FINTEX FINANCIAL INC

Business Intelligence & Data Analyst MyFunded Futures

Operations Sales Administrator - DFW Prospere Companies

Risk/Margin Analyst at TechSpeed Clearing LLC FINTEX FINANCIAL INC

Underwriter Novatae Risk Group

Marketing Technology Manager Prospere Companies

Fast Track into Managment (Bilingual Vietnamese) New York Life

Domestic Operations Specialist Danzas Corporation

Account Executive Ryan Specialty Group

Offsite Hourly - Production Worker/Pallet Operations Pal Serv Propak

Field Operations Coordinator RDE CAPITAL GROUP LLC

J.P. Morgan Wealth Management - Vice President, Business Development Consultant - Plano, Texas JPMorgan Chase Bank, N.A.

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