55 Results for

Brokerage Jobs in Jefferson, NJ

Jobs

New York, NY9 days ago

$80–$100 Per Hour
Contractor

The ideal candidate will have strong accounting knowledge, experience with end-to-end finance flows, and the ability to work across Finance, Operations, Product, and Data. This role will focus on enhancing multi-currency and multi-entity accounting capabilities across finance systems, controls, and operating processes.

Jersey City, NJ30+ days ago

$100,000–$145,000

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.

Jersey City, NJ30+ days ago

Full-time

As a Prime Brokerage Margin-Client Service Operations Associate within JPMorgan Chase, you will play a pivotal role in managing the operations of the pre- and post-trading life cycle across all asset classes. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.

Jersey City, NJ30+ days ago

Full-time

Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. As a Director of Software Engineering at JPMorganChase within the Corporate and Investment Bank Prime Brokerage Technology, you lead multiple technical areas, manage the activities of multiple departments, and collaborate across technical domains.

Clark, NJ30+ days ago

$85,000–$125,000

The Import Manager directs and manages the activities of the import department within a branch, ensuring all import activities—both transportation and customs brokerage—are in compliance with regulatory requirements. A Customs Broker’s License is required in small and medium-sized branches where the Import Manager directly oversees CHB functions.

Florham Park, NJ30+ days ago

$50,000–$60,000 Per Year

With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the State of New Jersey and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.

NY, NY30+ days ago

$125,000

Prepare and review SEC Rule 17a-5 FOCUS reports and supplemental regulatory filings (SIS, SLS, OBS, SSOI, Custody, Schedule I). This role is responsible for broker-dealer regulatory reporting compliance, with a focus on net capital, customer reserve, and FOCUS reporting.

Jersey City, NJ30+ days ago

Full-time

Your expertise will be utilized cross-functionally to promote the adoption and implementation of technical methodologies within diverse teams, helping the firm maintain its leadership in industry trends, best practices, and technological advancements. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

Jersey City, NJ30+ days ago

$120,000–$160,000

Jersey City, NJ30+ days ago

$145,000–$180,000

Trade surveillance and market abuse monitoring experience, including suspicious trading activity, spoofing, layering, wash trades, low-priced securities, or market manipulation reviews . Experience working in trading environments, including direct exposure as a trader, trading desk support professional, operations contributor, or surveillance/compliance partner supporting trading activity .

Florham Park, NJ30+ days ago

$80,000–$100,000 Per Year

Jersey City, NJ16 days ago

Participants will gain practical exposure to how a clearing firm monitors trading activity, identifies potential risks, and supports regulatory obligations—building skills directly applicable to careers in compliance, risk, and financial services. Students currently enrolled in an accredited college or university with an interest in: Finance, Accounting, Economics, Business Administration, Data Analytics, Information Systems, Mathematics, Risk Management, Legal Studies, or Computer Science.

Jersey City, NJ30+ days ago

$70,000–$110,000

This role is central to providing white-glove service for account onboarding, asset transfers, and ongoing relationship management, with a focus on understanding client needs, addressing concerns, and executing retention strategies for at-risk clients. The ideal candidate is a proactive and consultative professional with deep platform expertise, dedicated to building long-term trust with our most valuable clients and ensuring a superior service experience at every touchpoint.

Jersey City, NJ30+ days ago

$90,000–$130,000

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). For deeper insights into our entities and affiliates, explore ore futuclearing.com or moomoo.ccom/us to discover the future of investing with confidence and innovation.

Summit, NJ24 days ago

$60,000–$65,000 Per Year

Morristown, NJ18 days ago

$85,000–$95,000 Per Year

Supervise and assist with accounts receivable and accounts payable, including collection of rent, accruals, payment of expenses, common area maintenance estimates, true-ups, reconciliations, compliance with lease terms, and preparation of all related documentation. At Avison Young, we are committed to providing a comprehensive suite of commercial real estate services to our clients while fostering a supportive and inclusive workplace culture for our employees.

Jersey City, NJ30+ days ago

$120,000–$160,000

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). The Vice President, Trading Surveillance will be responsible for monitoring, investigating, and escalating potential market abuse and regulatory violations across multiple asset classes.

Jersey City, NJ30+ days ago

$95,000–$150,000

Proficient in SQL for data extraction and analysis; able to independently build data processing pipelines, anomaly detection, and audit tooling using AI-assisted programming tools — we value problem-solving thinking over any specific language; Hands-on experience building continuous auditing or automated monitoring solutions preferred. 5+ years of experience in internal audit, external audit, or related risk & compliance roles; Experience with a Big 4 firm, consulting firm, or leading Tech/Financial service company's internal audit function preferred.

New York, NY30+ days ago

$43–$45 Per Hour

Successful candidates will have experience working in a collaborative work environment for a financial services/RIA/Broker Dealer firm and have a passion for delivering outstanding client service. The Client Service team partners with the portfolio management team, operations, trading and distribution to provide a best-in-class service experience for all of our clients.

Jersey City, NJ30+ days ago

$100,000–$132,000

Bachelor's degree in Business Administration, Marketing, Finance, or a related field; Minimum of 3-5 years of experience in partnership management or business development, with a focus on both B2B and B2C marketing campaigns in the fintech or brokerage industry. Collaborate with internal teams, including marketing, product development, and compliance, to ensure successful execution of partnership initiatives and seamless integration of new acquisitions.

New!

New York, NY5 days ago

$140,000–$185,000

Actual openings may vary based on employer type (asset managers, investment banks, private equity firms, custodians, fund administrators, fintech platforms, or financial services firms), transaction type, and asset class focus. It is intended to help job seekers understand the responsibilities and qualifications typically associated with early-career roles focused on transaction processing, operational oversight, and post-trade or post-deal support.

Jersey City, NJ30+ days ago

$68,000–$85,000 Per Year

SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd. This position will be responsible for SMBC Nikko Securities America, Inc, a registered broker dealer, which provides investment securities and other financial services to corporate and institutional clients, focusing on North America and Larin America.

Bedminster, New Jersey23 days ago

$61,000–$250,000 Per Year

Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC(NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. As used here, “revenue” includes exclusively First Year and Renewal Commissions, Bonuses, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company commissions and fees, Strategic Employee Benefits Services commissions, and Expense Allowances.

Jersey City, NJ30+ days ago

Full-time

As an Audit Manager within our Asset Management Internal Audit Team, you will plan and lead audit engagements, oversee and perform audit testing, document audit reports, partner closely with global colleagues and business stakeholders, and use judgment to strengthen internal controls. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

Secaucus, NJ30 days ago

$120,000–$130,000 Per Year

This individual will serve as the Primary Permit Holder for the Brokerage, ensuring full regulatory compliance with U.S. Customs and Border Protection (CBP) requirements and maintaining operational integrity across all customs activities. The ideal candidate will bring strong leadership capabilities, deep regulatory knowledge, and hands-on operational expertise in customs clearance.

Secaucus, NJ30+ days ago

$120,000–$130,000 Per Year

Jersey City, NJ30+ days ago

$100,000–$120,000

You will connect with influencers and work with your team to enhance our influencer programs coverage and manage in-depth relationships with influencers to contribute on the grow of paying clients for the company, including work on events/campaigns and other initiatives to build partnerships and engage our influencer community. You will play a crucial role in identifying partnership opportunities, negotiating agreements, and managing ongoing partner relationships to ensure mutual success across both business sectors — with a particular focus on accelerating individual options trader growth.

Higland Falls, NY30+ days ago

2025 First Command Financial Services, Inc. is the parent company of First Command Brokerage Services, Inc. (Member SIPC, FINRA), First Command Advisory Services, Inc., First Command Insurance Services, Inc. and First Command Bank. Develop and implement sophisticated financial plans that integrate investment management, retirement income planning, tax strategies, insurance solutions, day-to-day finances, and estate considerations—tailored to the unique needs of military families.

Jersey City, NJ30+ days ago

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). In this role, you will help identify, evaluate, and reach out to potential influencers across key social media platforms to support our paid and organic campaigns.

Jersey City, NJ30+ days ago

New York, New York29 days ago

$150,000–$170,000 Per Year

From our New York office, we provide a comprehensive range of core banking products, including lending, trade finance, and working capital solutions, alongside debt capital and financial markets services through our U.S. broker‑dealer, Lloyds Securities Inc. Serve as the point of contact for production issues and high-risk data incidents raised by customers; ensure accurate reconciliations (sub-ledger/GL) and support year-end processing.

New York, NY30+ days ago

$125,000

This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, and working with business and technology partners to drive enhancements in surveillance processes. Experience reviewing and analyzing trading activity in one or more asset classes such as equities, options, fixed income, FX, futures, commodities, swaps.

Jersey City, NJ30+ days ago

Full-time

As an Audit Manager on the Connected Commerce & Consumer & Community Bank Strategy - Internal Audit Team, you will develop and execute the annual audit plan, manage audit engagements, oversee and perform audit testing, and participate in applicable control and governance forums. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

Jersey City, NJ30+ days ago

Full-time

Experience working in large, distributed teams with work experience in Testing, Software Engineering & Securities Services domain involving Trade & Settlements; Asset Servicing; Cash & FX; Reconciliation & Reporting. As an Operations Automation Senior Associate within the Securities Services Operations team, you have proven track record of having worked in Change roles and delivered on Transformation programs successfully.

New York, New York30+ days ago

$160,000–$175,000 Per Year

From our New York office, we provide a comprehensive range of core banking products, including lending, trade finance, and working capital solutions, alongside debt capital and financial markets services through our U.S. broker‑dealer, Lloyds Securities Inc. Act as the North America lead for People Risk & Operations, strengthening HR risk controls, KRIs, management information, and operational risk system activities, with clear escalation and remediation.

New York, New York30+ days ago

$180,000–$210,000 Per Year

From our New York office, we provide a comprehensive range of core banking products, including lending, trade finance, and working capital solutions, alongside debt capital and financial markets services through our U.S. broker‑dealer, Lloyds Securities Inc. Monitor and control credit exposures to identify increases to the risk profile, communicating with senior Risk colleagues and approvers as well as other interested parties as appropriate, and to maintain compliance with Lloyds policy and regulatory requirements.

New!

New York, NY5 days ago

$140,000–$185,000

Actual openings may vary based on employer type (asset managers, hedge funds, private equity firms, investment advisors, fund administrators, or fintech platforms), asset class focus, and organizational structure. The role combines transaction processing, data oversight, and cross-functional coordination to support portfolio managers and traders while maintaining strong operational controls.

Jersey City, New Jersey12 days ago

$80,000–$95,000 Per Year

The Role: The Analyst, Global Investor Services – Alternatives, will support the day-to-day shareholder and participant operational activities for Lord Abbett’s Alternative Investment products, including BDCs, Closed End (Drawdown) Private Funds, and Feeder Funds. The Analyst will work closely with senior team members to support the investor lifecycle, operational readiness across intermediary platforms, service provider coordination, internal reporting, and regulatory support activities.

New York, NY9 days ago

Full-time

OTC Link ATS, OTC Link ECN, OTC Link NQB, and MOON ATS™ are each SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC. The ideal candidate will go beyond transaction processing to analyze workflows, identify inefficiencies, and design scalable solutions that improve accuracy, reduce cycle times, and support strategic decision-making.

Jersey City, NJ30+ days ago

Full-time

As a Program/Project Manager within Global Equities Operations Transformation, you will be a key driver in transforming strategic plans into tangible programs and projects, delivering impactful results across various operational teams. You will bring hands-on experience within Global Equities operations, enabling them to understand underlying products, workflows, risks, and dependencies, and to translate strategic objectives into practical, executable solutions that drive meaningful operational change.

Paramus, NJ30+ days ago

Full-time

Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products. Coordinate and lead training and support for sales and support teams to ensure effective adoption of new technology, practice management and business development supporting an Advisor's practice.

Secaucus, New Jersey30+ days ago

$146,635–$246,429 Per Year

After making a conditional offer and running a background check, if Yusen Logistics (Americas) Inc. is concerned about conviction that is directly related to the job, you will be given the chance to explain the circumstances surrounding the conviction, provide mitigating evidence, or challenge the accuracy of the background report. Our complete offer is designed to forge better connections between businesses, customers and communities – through innovative supply chain management, freight forwarding, warehousing and distribution services.

New!

Jersey City, NJ6 days ago

The employee is expected to hold discussions either in-person or virtually with applicable branch or location personnel, summarize reviews in written final report, maintain appropriate documentation to support reviews and findings/issues, and escalate any areas where concerns were noted. Daily Responsibilities:The Branch Inspection Program is one pillar of the US Broker-Dealer Shared Services team responsible for reviewing for compliance with FINRA Rules 3110 and 3120, NFA Rule 2-9, MSRB Rule G-27, and various internal Firm policies and procedures.

Colonia, NJ30+ days ago

Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

New York, NY30+ days ago

$130,000–$160,000

Employee pay is based on factors like relevant education, qualifications, certifications, experience, skills, seniority, location, performance, union contract and business needs. By clicking “Apply Today” you agree to receive calls, AI-generated calls, text messages or emails from Kforce and its affiliates, and service providers.

Jersey City, NJ30+ days ago

As a result of this expansion, we are seeking experienced software Data engineers spread across Charlotte (N.C), Jersey City (N.J) and India, with 10+ years of relevant experience to support the design and development of a strategic data platform for *** Capital Markets and Nikko Securities Group. • These roles will be part of the Data Strategy team spanning across the *** Capital Markets and Nikko securities teams, *** Americas Division's broker-dealer and swap-dealer entities.

New!

Berkeley Heights, NJ4 days ago

$180,000–$200,000 Per Year

Disclosure required under applicable law in California, Colorado, Illinois, Maryland, Minnesota, New York, New Jersey, and Washington states: The expected salary range for this position is $180K to $200K?and will be impacted by factors such as the successful candidate's skills, experience and working location, as well as the specific position's business line, scope and level. This executive will oversee a portfolio of concurrent transformation programs and partner closely with Operations Leaders, business and technology leaders to modernize core insurance platforms while ensuring disciplined execution and minimal business disruption.

Staten Island, NY30+ days ago

Full-time

Jersey City, NJ30+ days ago

Full-time

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Brokerage Jobs in Jefferson, NJ

Multi-Currency SME - Transformation Consultant Select Solutions Group, LLC

Director of Brokerage Operations moomoo

Prime Brokerage Margin-Client Service Operations JPMorgan Chase Bank, N.A.

Director of Software Engineering - Prime Brokerage / Options JPMorgan Chase Bank, N.A.

Licensed Customs Brokerage Import Manager FreightTAS LLC

Branch Operations Specialist (Saddlebrook, NJ) Oppenheimer & Co. Inc.

Broker Dealer Regulatory Reporting Phaxis

Director of Software Engineering - CIB Broker Dealer Platform JPMorgan Chase Bank, N.A.

Vice President, Compliance Manager(AML) moomoo

Director, Compliance (AML) moomoo

Regional Operations Manager (New Jersey) Oppenheimer & Co. Inc.

Unpaid - Compliance Intern - Trade Surveillance Support moomoo

Premier Client Service Specialist (Bilingual) moomoo

Crypto Wallet Operations Specialist moomoo

Registered Client Service Associate (Summit, NJ) Oppenheimer & Co. Inc.

Assistant Property Manager Avison Young

Vice President, Trading Surveillance Compliance moomoo

Senior Internal Auditor moomoo

Client Service Associate Corps Team

Senior Marketing Strategic Partnership Manager moomoo

Transaction Operations Analyst Career Launch AI

Legal Entity Controllers Analyst SMBC

Financial Advisor Northwestern Mutual

Internal Audit Manager - Vice President - Asset Management JPMorgan Chase Bank, N.A.

Customs Broker Manager Stratford Solutions Inc.

Licensed Customs Broker Manager (Primary Permit Holder) Stratford Solutions Inc.

Strategic Influencer Business Development Manager moomoo

Senior Financial Advisor – Experienced Professionals First Command Financial Services, Inc.

Unpaid - Brand Marketing Intern moomoo

Unpaid - Summer 2026 - Influencer Marketing & Partnerships Intern moomoo

Unpaid - Public Relations & Communications Intern moomoo

Vice President, Software Engineer, North America Lloyds Banking Group

Compliance Officer Phaxis

VP / Audit Manager - Connected Commerce & Consumer Community Banking Strategy JPMorgan Chase Bank, N.A.

Operations Automation Senior Associate JPMorgan Chase Bank, N.A.

Vice President, HR Governance & Operational Risk Lloyds Banking Group

Vice President, Infrastructure & Project Finance Credit Officer Lloyds Banking Group

Investment Operations Specialist Career Launch AI

Analyst, Global Investor Services - Alternatives Lord Abbett.com

Associate, Financial Analyst OTC Markets Group Inc

Program/Project Manager - Global Equities Operations Transformation JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Vice President, Business Development Consultant - Paramus, NJ JPMorgan Chase Bank, N.A.

Global CHB Project Manager Yusen Logistics

Branch Examiner / Compliance Officer Mindlance

J.P. Morgan Wealth Management - Private Client Advisor - Colonia / Montclair - New Jersey JPMorgan Chase

Senior Accountant - Investment Bank Kforce Inc.

Azure Data Engineer - Python Developer Veterans Sourcing Group

Vice President, Operations Excellence - Delivery & Implementation Hub International

J.P. Morgan Wealth Management - Private Client Advisor - Staten Island, NY JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Jersey City, New Jersey - Bilingual Spanish/English Preferred JPMorgan Chase Bank, N.A.

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