You’ll work with internal partners, broker-dealers, issuers, and other stakeholders while researching issues, reconciling transactions, reviewing documentation, and helping ensure payments and settlements are completed correctly. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.