AVP, Client Onboarding - Prime Brokerage Page GroupAVP, Client Onboarding - Prime BrokerageNew York, NY$115,000–$150,000 / yearFull timeThis individual will manage complex implementation projects involving prime brokerage, clearing, custody, financing, and related products, ensuring a seamless client experience from inception through go-live. 5+ years of experience within institutional onboarding, client implementation, project management, securities services, capital markets, or related financial services environments.
Brokerage Operations Analyst Lenmar Consulting, Inc.Brokerage Operations AnalystNew York, NYThe Operations Division is currently seeking high performing individuals with one to three years of work experience who exhibit strong leadership potential, communication skills, attention to detail and a strong desire to succeed in a fast paced and challenging work environment. -Successful candidates will have an interest or familiarity in one or more of the following: AML/KYC, Cash Management, Loan Servicing, Regulatory Reporting, Business Management, Projects, Wealth Management and Client Services.
Import Operations Manager Trade Compliance Recruiting SolutionsImport Operations ManagerHazlet, NJEnsure compliance with CBP rules and regulations, including HTS, COO, and valuation, FTA, PGAs, · Manage customs bonds & powers of attorney. The Import Operations Manager is responsible for leading the daily operations of a growing U.S. customs brokerage division.
Futures Operations Manager moomooFutures Operations ManagerNew York, NYRemote$125,000–$155,000Clearing & Settlement: Manage the daily clearing and settlement of futures trades, ensuring accurate and timely processing through the firm’s clearing relationships and exchange systems i.e. CME group and its affiliated exchanges. The Futures Clearing Operations Manager is responsible for overseeing all clearing and settlement activities for US futures transactions, ensuring compliance with regulatory requirements, mitigating risk, and optimizing operational efficiency.
Operations Specialist Talent Software Services, Inc.Operations SpecialistJersey City, NJ$50–$53 / hourSupport North American equity trading operations by managing trade settlements, custody positions, and prime brokerage activities across different markets. This position supports operational processes related to trade settlement, cash management, and specialized functions such as asset servicing and wire payment operations.
NewReal Estate Broker TuringReal Estate BrokerNew York, New YorkRemote$100–$150Turing supports customers in two ways: first, by accelerating frontier research with high-quality data, advanced training pipelines, plus top AI researchers who specialize in coding, reasoning, STEM, multilinguality, multimodality, and agents; and second, by applying that expertise to help enterprises transform AI from proof of concept into proprietary intelligence with systems that perform reliably, deliver measurable impact, and drive lasting results on the P&L. Turing is looking for candidates with strong experience in real estate brokerage, deal negotiation, and contract management, particularly at the level expected for licensed brokers or brokerage managers overseeing property sales and agent teams.
Listed Clearing Specialist Nesco Resource, LLCListed Clearing SpecialistNew York, NY$40–$50 / hourCollaborate with internal business units, affiliates, Front Office, auditors, and regulators to support clearing operations, reporting, controls, and process improvement initiatives. Oversee the daily operations of outsourced/offshore support teams to ensure accurate and timely processing of listed clearing transactions.
NewReal Estate Sales Agent TuringReal Estate Sales AgentNew York, New YorkRemote$100–$150Turing supports customers in two ways: first, by accelerating frontier research with high-quality data, advanced training pipelines, plus top AI researchers who specialize in coding, reasoning, STEM, multilinguality, multimodality, and agents; and second, by applying that expertise to help enterprises transform AI from proof of concept into proprietary intelligence with systems that perform reliably, deliver measurable impact, and drive lasting results on the P&L. Turing is looking for candidates with strong experience in real estate brokerage, deal negotiation, and transaction management, particularly at the level expected for licensed brokers overseeing property sales or managing agents.
NewOperations Analyst- Collateral & Margin JobotOperations Analyst- Collateral & MarginNew York, NY$105,000–$120,000 / yearInformation collected and processed as part of your Jobot candidate profile, and any job applications, resumes, or other information you choose to submit is subject to Jobot's Privacy Policy, as well as the Jobot California Worker Privacy Notice and Jobot Notice Regarding Automated Employment Decision Tools which are available at jobot.com/legal. You'll get hands-on exposure to sophisticated private equity and infrastructure strategies most professionals only read about, with real opportunity to shape process improvements and automation initiatives that leadership actually notices.
Director, Compliance Regulatory moomooDirector, Compliance RegulatoryJersey City, NJ$190,000–$230,000The successful candidate must possess extensive knowledge of broker-dealer clearing operations, regulatory requirements applicable to clearing firms, and experience in compliance investigations, trade surveillance, anti-money laundering, and regulatory reporting. The Director of Compliance will play a critical leadership role within the Compliance Department and will be responsible for managing regulatory examinations, inquiries, and investigations involving FINRA, the SEC, state securities regulators, and other regulatory agencies.
Manager, Futures Regulatory Compliance moomooManager, Futures Regulatory ComplianceJersey City, NJ$135,000–$165,000Serve as a primary Compliance coordinator and subject matter expert for regulatory examinations, audits, investigations, and information requests involving the firm’s futures business, including matters involving the CFTC, NFA, CME Group and other applicable exchanges and regulatory authorities. The Manager will coordinate regulatory responses, support examination readiness, maintain required documentation, and partner with Compliance, Futures Operations, Risk, Technology, Finance, Legal, AML, and business teams to address futures regulatory obligations.
VP, Regulatory Finance moomooVP, Regulatory FinanceJersey City, NJ$200,000–$250,000The VP, Regulatory Reporting is responsible for ensuring compliance with SEC, FINRA, CFTC, NFA, NMLS and state requirement, and applicable financial responsibility rules, including net capital, customer daily reserve computation, daily segregation/secured/swaps computation, FOCUS filings to FINRA and NFA, MSB Call Reporting and regulatory reporting requirements. The VP, Regulatory Reporting will oversee the firm’s regulatory financial reporting framework, support financial operations across affiliated U.S. entities, maintain strong internal controls, and serve as a key partner during regulatory examinations and financial audits.
NewTechnical Program Manager Phaxis LLCTechnical Program ManagerNew York city, NY$45–$53 / hourStrong knowledge of financial products, banking operations, wealth management platforms, and enterprise technology environments is required, with experience in digital assets, cryptocurrency, blockchain, tokenization, or crypto custody highly preferred. The ideal candidate brings 8+ years of technology program management or technology consulting experience , including significant experience within banking, wealth management, capital markets, or asset management .
NewSecurities, Commodities & Financial Services Sales Agent TuringSecurities, Commodities & Financial Services Sales AgentNew York, New YorkRemote$100–$150Turing supports customers in two ways: first, by accelerating frontier research with high-quality data, advanced training pipelines, plus top AI researchers who specialize in coding, reasoning, STEM, multilinguality, multimodality, and agents; and second, by applying that expertise to help enterprises transform AI from proof of concept into proprietary intelligence with systems that perform reliably, deliver measurable impact, and drive lasting results on the P&L. Role Overview: In this role, you will contribute to projects that help fine-tune and evaluate large language models using your expertise in financial markets, sales processes, and investment instruments.
NewSecurities & Financial Regulation Specialist TuringSecurities & Financial Regulation SpecialistNew York, New YorkRemote$100–$200Turing supports customers in two ways: first, by accelerating frontier research with high-quality data, advanced training pipelines, plus top AI researchers who specialize in coding, reasoning, STEM, multilinguality, multimodality, and agents; and second, by applying that expertise to help enterprises transform AI from proof of concept into proprietary intelligence with systems that perform reliably, deliver measurable impact, and drive lasting results on the P&L. What Does Day-to-Day Look Like: Review and evaluate AI-generated responses to U.S. securities law hypotheticals, including Securities Act registration, Exchange Act reporting, insider trading (Rule 10b-5), and investment company regulation.
Director, Trade Surveillance & Financial Crimes Compliance moomooDirector, Trade Surveillance & Financial Crimes ComplianceJersey City, NJ$185,000–$230,000As the firm's subject matter expert for Trade Surveillance and AML, this leader is responsible for ensuring the effectiveness of surveillance and AML controls, maintaining compliance with SEC, FINRA, BSA, USA PATRIOT Act, OFAC, and other applicable regulatory requirements, and proactively identifying emerging risks through data analytics, technology, and industry best practices. This role provides strategic and operational leadership over market abuse surveillance, supervisory review, financial crime investigations, transaction monitoring, customer due diligence, regulatory reporting, and program governance.
Futures Operations Manager - Retail Broker Dealer moomooFutures Operations Manager - Retail Broker DealerJersey City, NJ$125,000–$165,000 / yearRetail Brokerage Operations: Support the operational lifecycle for retail customer accounts, including account maintenance, transfers, corporate actions or product events where applicable, customer inquiries, and escalated service issues related to futures and derivatives activity. Trade Processing & Settlement Support: Oversee daily post-trade operational processes for futures and other derivatives products, including trade capture, allocations, confirmations, expirations, exercises, assignments, settlements, and exception management.
Associate - Securities Lending Operations Clear StreetAssociate - Securities Lending OperationsNew York, NY$100,000–$150,000 / yearDemonstrated hands-on experience in securities lending or stock loan operations, including loan booking, term loan management, and equity/fixed income borrow/loan settlement. Experience in securities lending and stock loan operations — including loan booking, rate negotiation support, and settlement of equity and fixed income borrows and loans — is essential.
Associate - Securities Lending Operations Clear Street LLCAssociate - Securities Lending OperationsNew York, NY$100,000–$150,000 / yearDemonstrated hands-on experience in securities lending or stock loan operations, including loan booking, term loan management, and equity/fixed income borrow/loan settlement. Experience in securities lending and stock loan operations - including loan booking, rate negotiation support, and settlement of equity and fixed income borrows and loans - is essential.
Associate - Securities Lending Operations Clear Street Markets LLCAssociate - Securities Lending OperationsNew York, NY$100,000–$150,000 / yearDemonstrated hands-on experience in securities lending or stock loan operations, including loan booking, term loan management, and equity/fixed income borrow/loan settlement. Experience in securities lending and stock loan operations - including loan booking, rate negotiation support, and settlement of equity and fixed income borrows and loans - is essential.