NewCompliance Officer - Real Estate Lending and Enterprise Default KeyCorpCompliance Officer - Real Estate Lending and Enterprise DefaultChicago, IL$71,000–$125,000 / yearThey will provide consultative advice to applicable lines of business related to compliance, perform oversight activities and assume responsibility for mitigating and discouraging actions that may expose KeyCorp and its affiliates to risk outside its desired risk appetite. Key has implemented an approach to employee workspaces which prioritizes in-office presence, while providing flexible options in circumstances where roles can be performed effectively in a mobile environment.
NewCompliance Officer tastytrade, IncCompliance OfficerChicago, IL$100,000–$140,000 / yearFounded in Chicago by the creators of thinkorswim, acquired by London-based IG Group in 2021, we combine startup innovation with the backing of a FTSE 100 fintech operating across five continents serving over 1.3m customers and handling billions of dollars in transactions - built on scale, trust, and proof. From our headquarters in Chicago's Fulton Market, our team builds award-winning trading platforms, produces live financial education content daily, and creates technology that makes complex markets accessible.
Compliance Officer – Job # 3752 Symicor GroupCompliance Officer – Job # 3752Des Plaines, Illinois$120,000Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you. This role involves developing, implementing, and maintaining compliance programs, conducting risk assessments, and providing guidance to the business units .
Procurement Compliance Officer Fermi Research Alliance, LLCProcurement Compliance OfficerBatavia, IL$124,800–$164,200 / yearFermilab employees, and certain guest researchers and contractors, are subject to particular restrictions related to participation in Foreign Government Sponsored or Affiliated Activities, as defined and detailed in United States Department of Energy Order 486.1A. Professional certification, such as Certified Professional in Supply Management (CPSM), Certified Procurement Manager (CPM), Certified Federal Contracts Manager (CFCM), Certified Professional Contracts Manager (CPCM), certificates regarding federal government contracting.
Fintech Compliance Officer - To 150K - Chicago, IL - Job 3784-6264 The Symicor GroupFintech Compliance Officer - To 150K - Chicago, IL - Job 3784-6264Chicago, ILIdentifies and analyzes risks associated with new and existing Fintech Leads, third-parties, third-party products, product channels and significant changes in existing products are properly evaluated and adequately communicated. Provides compliance expertise and guidance on bank wide projects to include Fintech oversight and BaaS as well as new product and system offerings.
Compliance Officer, Surveillance (Vn2997) Marex Group, Plc.Compliance Officer, Surveillance (Vn2997)Chicago, IL$75,000–$115,000 / yearThe group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential liquidity, market access and infrastructure services to clients across energy, commodities and financial markets.
Compliance Officer - To 120K - Des Plaines, IL - Job 3752 The Symicor GroupCompliance Officer - To 120K - Des Plaines, IL - Job 3752Des Plaines, ILWhether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you. This role involves developing, implementing, and maintaining compliance programs, conducting risk assessments, and providing guidance to the business units.
VP CRA Compliance Officer - To 150K - Riverwoods, IL - Job 3721 The Symicor GroupVP CRA Compliance Officer - To 150K - Riverwoods, IL - Job 3721Riverwoods, ILVP CRA Compliance Officer responsibilities include: Drive CRA program success by applying independent judgment to review, qualify, and document activities across volunteer services, donations, FHLB programs, as well as financial literacy initiatives; ensuring timely, compliant completion of low-risk deliverables and generating actionable reports for management and the CRA Committee to support strategic decisions and enhance community impact. Collaborate with the Mortgage Group and CRA Officer to maintain and submit documentation for FHLB Programs including Special Needs Assistance Program (SNAP), Homebuyer Equity Leverage Partnership (HELP), Affordable Housing Program (AHP), Partnership Grant Program (PGP), and Disaster Programs.
NewCompliance Officer tastyliveCompliance OfficerChicago, IL$100,000–$140,000 / yearFounded in Chicago by the creators of thinkorswim, acquired by London-based IG Group in 2021, we combine startup innovation with the backing of a FTSE 100 fintech operating across five continents serving over 1.3m customers and handling billions of dollars in transactions – built on scale, trust, and proof. From our headquarters in Chicago's Fulton Market, our team builds award-winning trading platforms, produces live financial education content daily, and creates technology that makes complex markets accessible.
NewCompliance Officer tastytradeCompliance OfficerChicago, IllinoisFounded in Chicago by the creators of thinkorswim, acquired by London-based IG Group in 2021, we combine startup innovation with the backing of a FTSE 100 fintech operating across five continents serving over 1.3m customers and handling billions of dollars in transactions – built on scale, trust, and proof. From our headquarters in Chicago's Fulton Market, our team builds award-winning trading platforms, produces live financial education content daily, and creates technology that makes complex markets accessible.
AVP Compliance Officer - To 120K - Des Plaines, IL - Job 3500 The Symicor GroupAVP Compliance Officer - To 120K - Des Plaines, IL - Job 3500Des Plaines, ILExperience or working knowledge of a variety of different compliance areas including but not limited to CRA, BSA, Retail/Deposit regulations, Reg E, Reg CC, Fair Lending, Equal Credit Opportunity Act, Truth-in-Lending Act, Real Estate Settlement Procedures Act, Fair Housing Act, Home Mortgage Disclosure Act, Flood Disaster Protection Act, Fair Lending, Reg O and USA Patriot Act. This role involves developing, implementing, and maintaining compliance programs, conducting risk assessments, and providing guidance to the business units.
NewCompliance Officer (Administrative Staff) Highland County Joint TownshipCompliance Officer (Administrative Staff)Ohio, ILPreferred Qualifications: High school diploma or equivalent; AND experience with filing administrative rules and State of Ohio government agencies; AND familiarity with records retention schedules, Ohio Ethics Laws, and Ohio Public Records Laws. Technical & Professional Job Skills Necessary: Attorney/Legal, Law, Operational and Administrative Support, Records Management, Regulatory Compliance, Attention to Detail, Confidentiality, Time Management, Organizing and Planning, Priority Setting.
Compliance Officer Golub CapitalCompliance OfficerChicago, IllinoisDue to the highly regulated nature of Golub Capital’s business and because of the sensitivity of the information that all personnel have access to, Golub Capital performs extensive and thorough pre-hire screens to ensure that its personnel act with expected levels of integrity, professionalism and personal responsibility. Negotiation: Applies advanced negotiating techniques and a consultative approach with customers and internal stakeholders to compliantly create measurable short- and long-term values that leads to mutually beneficial outcomes.
Senior Director - Deputy Chief Compliance and Regulatory Officer (DCCRO) RotheraSenior Director - Deputy Chief Compliance and Regulatory Officer (DCCRO)Chicago, Illinois$190,000–$225,000 / yearBy empowering traders to take positions on the events that shape our world Rothera’s platform harnesses the scale and power of financial markets to produce timely, unique, and effective information discovery for leaders and decision makers to ask and answer their most important questions. As we continue to launch new products and scale out Exchange offerings, we are looking for a Senior Director, Deputy Chief Compliance and Regulatory Officer to join the team and assist the CCRO in leading a world-class regulatory and compliance function.
SVP, Compliance Officer Mesirow Financial Holdings IncSVP, Compliance OfficerChicago, IL$95,000–$125,000 / yearAs a Compliance Officer at Mesirow, the role will be responsible for supporting all aspects of the Compliance Department including review and marketing materials, Code of Ethics monitoring, trade surveillance monitoring, testing, training, and developing compliance policies, procedures and internal controls. We are proud of our employee-owned culture, built on collaboration and shared success, empowering our professionals to develop meaningful relationships, pursue growth opportunities and make a lasting impact for our clients and communities.
Compliance Officer Lakeside BankCompliance OfficerPark Ridge, IllinoisThe ideal candidate brings strong regulatory knowledge, practical judgment, and a collaborative mindset—someone who enjoys being actively involved in the business while helping shape and strengthen a culture of compliance. What You’ll Do As Compliance Officer, you will play a critical role in protecting the bank and supporting sustainable growth by: Developing, implementing, and maintaining the bank’s enterprise‑wide compliance programs.
Compliance Officer Golub Capital BDC IncCompliance OfficerChicago, IL$165,000–$220,000 / yearDue to the highly regulated nature of Golub Capital's business and because of the sensitivity of the information that all personnel have access to, Golub Capital performs extensive and thorough pre-hire screens to ensure that its personnel act with expected levels of integrity, professionalism and personal responsibility. Negotiation: Applies advanced negotiating techniques and a consultative approach with customers and internal stakeholders to compliantly create measurable short- and long-term values that leads to mutually beneficial outcomes.
Vice President, Senior Compliance Manager - Regulatory Counsel Antares CapitalVice President, Senior Compliance Manager - Regulatory CounselChicago, IL$200,000–$230,000 / yearThe successful candidate will help advance the firm's compliance framework by: (1) Providing thoughtful, practical guidance on the application of global regulations, evolving industry developments, and best practices in support of our private credit strategy and fund structures and the general growth of the firm's asset management transactional activities; (2) Interpreting and operationalizing compliance policies and procedures to align with the firm's existing and newly developing products and business activities and the firm's expanding jurisdictional reach; (3) Leading and coordinating the implementation of new regulatory requirements and enhancements to existing frameworks; and (4) Partnering cross-functionally to represent Compliance in enterprise-wide initiatives, while supporting day-to-day matters and broader program oversight. Strategic thinking and decision making: Applies strong business and market insight and expertise to shape functional/team strategy, solves complex problems, recommends best practices, makes high quality decisions, anticipates future needs and delivers stakeholder aligned value.
Compliance Officer - Governance and Reporting KeyCorpCompliance Officer - Governance and ReportingChicago, IL$71,000–$125,000 / yearThe position is responsible for supporting executive and committee reporting, maintaining compliance risk information, performing data analysis and reporting activities, identifying emerging risks and trends, and assisting with development of future-state compliance risk assessment, monitoring, and governance capabilities. The role partners closely with Compliance, Technology, GRC, Internal Audit, Operational Risk, and business stakeholders to improve compliance risk transparency, strengthen governance reporting, enhance monitoring effectiveness, and support enterprise risk management objectives.
Junior Compliance Officer - Midwest Region: St. Paul , Chicago, Detroit, Wichita or Topeka KS LIS SolutionsJunior Compliance Officer - Midwest Region: St. Paul , Chicago, Detroit, Wichita or Topeka KSChicago, ILProgram Overview : LEGAL INTERPRETING SERVICES, INC. is seeking Junior Compliance Officers (JCOs) to support of the Department of Homeland Security, Immigration and Customs Enforcement, Homeland Security Investigations Worksite Enforcement Unit. Candidates must be able to work on-site, handle sensitive information appropriately, complete DHS/ICE training requirements, and obtain a favorable DHS/ICE personnel security determination before accessing law enforcement databases, government systems, facilities, or sensitive information.