In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Responsible for owning and maintaining the enterprise Authoritative Source Library (ASL), which is a program and workflow managed by the corporate compliance program office containing the compliance requirements inventory, impact ratings, and oversight assignments.